Voya Financial, Inc. — Director's Dealing 2018

Mar 8, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2018-03-06

Reporting Person: Smith Michael S (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-03-06	Common Stock	M	15239	—	Acquired	87869	Direct
2018-03-06	Common Stock	F	8112	$52.03	Disposed	79757	Direct
2018-03-07	Common Stock	M	12558	—	Acquired	92315	Direct
2018-03-07	Common Stock	F	6685	$51.69	Disposed	85630	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-03-06	Restricted Stock Units	$	M	5859	Disposed		Common Stock (5859)	Direct
2018-03-06	Performance Stock Unit	$1.31	M	7161	Disposed		Common Stock (9380)	Direct
2018-03-07	Restricted Stock Units	$	M	12558	Disposed		Common Stock (12558)	Direct

Footnotes

F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

F2: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

F3: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.