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Voya Financial, Inc. — Director's Dealing 2018
Mar 2, 2018
30803_dirs_2018-03-02_ad72930a-df6a-4fa5-a4b1-147e9019d843.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2018-02-21
Reporting Person: Cobb Clyde Landon Jr. (See Remarks)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-21 | Performance Stock Unit | $ | A | 2022 | Acquired | Common Stock (2022) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1226 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (6537) | 6537 | Direct |
Footnotes
F1: Each stock unit represents a conditional right to receive one share of the company's common stock.
F2: Corrects an error in the calculation of the number of units granted that was previously reported.
F3: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.
F4: The stock units will vest based on their respective award agreements.