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Voya Financial, Inc. Director's Dealing 2018

Mar 2, 2018

30803_dirs_2018-03-02_ad72930a-df6a-4fa5-a4b1-147e9019d843.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2018-02-21

Reporting Person: Cobb Clyde Landon Jr. (See Remarks)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-21 Performance Stock Unit $ A 2022 Acquired Common Stock (2022) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1226 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Common Stock (6537) 6537 Direct

Footnotes

F1: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2: Corrects an error in the calculation of the number of units granted that was previously reported.

F3: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4: The stock units will vest based on their respective award agreements.