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Voya Financial, Inc. — Director's Dealing 2017
Aug 3, 2017
30803_dirs_2017-08-03_f2a608ef-f4e3-4049-81d5-df4e4eb89176.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2017-08-03
Reporting Person: SILVA KEVIN D (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-03 | Common Stock | S | 8500 | $40.2767 | Disposed | 5379 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Performance Stock Unit | $ | Common Stock (35321) | 35321 | Direct | |
| Restricted Stock Units | $ | Common Stock (29274) | 29274 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $40.265 to $40.297. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
F2: The stock units will vest based on their respective award agreements.
F3: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.