Voya Financial, Inc. — Director's Dealing 2017

Mar 8, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2016-03-04

Reporting Person: Nelson Charles P (CEO, Retirement)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-03-04	Deferred Savings Plan Issuer Stock Units	$	A	465.771	Acquired		Common Stock (465.771)	Direct
2016-03-15	Deferred Savings Plan Issuer Stock Units	$	A	11.305	Acquired		Common Stock (11.305)	Direct
2016-03-31	Deferred Savings Plan Issuer Stock Units	$	A	11.756	Acquired		Common Stock (11.756)	Direct
2016-04-15	Deferred Savings Plan Issuer Stock Units	$	A	11.072	Acquired		Common Stock (11.072)	Direct
2016-04-29	Deferred Savings Plan Issuer Stock Units	$	A	10.779	Acquired		Common Stock (10.779)	Direct
2016-05-13	Deferred Savings Plan Issuer Stock Units	$	A	11.551	Acquired		Common Stock (11.551)	Direct
2016-05-31	Deferred Savings Plan Issuer Stock Units	$	A	10.651	Acquired		Common Stock (10.651)	Direct
2016-06-15	Deferred Savings Plan Issuer Stock Units	$	A	12.094	Acquired		Common Stock (12.094)	Direct
2016-06-30	Deferred Savings Plan Issuer Stock Units	$	A	14.353	Acquired		Common Stock (14.353)	Direct
2016-07-15	Deferred Savings Plan Issuer Stock Units	$	A	13.894	Acquired		Common Stock (13.894)	Direct
2016-07-29	Deferred Savings Plan Issuer Stock Units	$	A	13.656	Acquired		Common Stock (13.656)	Direct
2016-08-15	Deferred Savings Plan Issuer Stock Units	$	A	12.536	Acquired		Common Stock (12.536)	Direct
2016-08-31	Deferred Savings Plan Issuer Stock Units	$	A	11.97	Acquired		Common Stock (11.97)	Direct
2016-09-15	Deferred Savings Plan Issuer Stock Units	$	A	11.884	Acquired		Common Stock (11.884)	Direct
2016-09-30	Deferred Savings Plan Issuer Stock Units	$	A	12.361	Acquired		Common Stock (12.361)	Direct
2016-10-14	Deferred Savings Plan Issuer Stock Units	$	A	11.563	Acquired		Common Stock (11.563)	Direct
2016-10-31	Deferred Savings Plan Issuer Stock Units	$	A	11.457	Acquired		Common Stock (11.457)	Direct
2016-11-15	Deferred Savings Plan Issuer Stock Units	$	A	9.294	Acquired		Common Stock (9.294)	Direct
2016-11-30	Deferred Savings Plan Issuer Stock Units	$	A	9.005	Acquired		Common Stock (9.005)	Direct
2016-12-15	Deferred Savings Plan Issuer Stock Units	$	A	8.685	Acquired		Common Stock (8.685)	Direct
2016-12-30	Deferred Savings Plan Issuer Stock Units	$	A	9.096	Acquired		Common Stock (9.096)	Direct
2017-03-06	Deferred Savings Plan Issuer Stock Units	$	A	389.722	Acquired		Common Stock (389.722)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3602	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Performance Stock Unit	$		Common Stock (66681)	66681	Direct
Restricted Stock Units	$		Common Stock (79753)	79753	Direct

Footnotes

F1: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2: The stock units will vest based on their respective award agreements.

F3: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.