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Voya Financial, Inc. Director's Dealing 2017

Feb 24, 2017

30803_dirs_2017-02-24_395b3356-69e2-440c-b9ff-84d58bc83aea.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2017-02-22

Reporting Person: Hurtsellers Christine (See Remarks)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-22 Restricted Stock Units $ A 16598 Acquired Common Stock (16598) Direct
2017-02-22 Performance Stock Unit $ A 21056 Acquired Common Stock (21056) Direct

Footnotes

F1: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2: 1/3 of the restricted stock units will vest on February 22, 2018, 1/3 on February 22, 2019 and 1/3 on February 22, 2020.

F3: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above.