Voya Financial, Inc. — Director's Dealing 2017

Feb 15, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2017-02-15

Reporting Person: Ferrara Nancy (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-02-15	Common Stock	S	2358	$42.5221	Disposed	15557	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Performance Stock Unit	$		Common Stock (9608)	9608	Direct
Restricted Stock Units	$		Common Stock (26142)	26142	Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $42.521 to $42.525. The price reported represents the weighted average sale price of these trades. The reporting person hereby
undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

F2: The stock units will vest based on their respective award agreements.

F3: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain
performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can
range from 0% to 150% of the number presented above.