Voya Financial, Inc. — Director's Dealing 2017

Apr 3, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2017-03-31

Reporting Person: Karaoglan Alain M (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-03-31	Common Stock	P	824	$36.1665	Acquired	35643	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Performance Stock Unit	$		Common Stock (87725)	87725	Direct
Restricted Stock Units	$		Common Stock (74641)	74641	Direct

Footnotes

F1: These shares were purchased pursuant to the Voya Financial Employee Stock Purchase Plan ("ESPP").

F2: The stock units will vest based on their respective award agreements.

F3: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.