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Voya Financial, Inc. — Director's Dealing 2017
Oct 2, 2017
30803_dirs_2017-10-02_43f3fc8a-e7b7-4588-8063-a9c64a976616.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2017-09-29
Reporting Person: GILLIS RUTH ANN M (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-29 | Deferred Fee Plan Issuer Stock Units | $ | A | 235.021 | Acquired | Common Stock (235.021) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (7906) | 7906 | Direct |
Footnotes
F1: These shares are held in a trust for the benefit of the reporting person's children. The reporting person is the trustee of the trust.
F2: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.
F3: Includes dividend of 1.191 shares.
F4: The stock units will vest based on their respective award agreements.