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Voya Financial, Inc. Director's Dealing 2016

Jan 5, 2016

30803_dirs_2016-01-05_dcbc4111-2e17-4019-9bb4-a5e8f512b3cf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2015-12-31

Reporting Person: MARTIN RODNEY O JR (Director, Chairman and CEO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-12-31 Deferred Savings Plan Issuer Stock Units $ A 14.676 Acquired Common Stock (14.676) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 104477 Direct
Common Stock 2838.0019 Indirect

Footnotes

F1: Each of these units represents a right to receive the cash value of one share of the issuer's common stock upon the reporting person's separation from the issuer. The reporting person may reallocate investments in these units to alternative investments in the future.

F2: Mr. Martin received 13.546 shares at the Company's closing stock price of $36.91 and 1.13 shares of dividend credit at the Company's closing stock price of $37.27.