Voya Financial, Inc. — Director's Dealing 2016

Mar 9, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2016-03-07

Reporting Person: Cobb Clyde Landon Jr. (See Remarks)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-03-07	Restricted Stock Units	$	A	3508	Acquired		Common Stock (3508)	Direct
2016-03-07	Performance Stock Unit	$	A	2870	Acquired		Common Stock (2870)	Direct

Footnotes

F1: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2: The number of stock units granted was determined by reference to the closing price of a share of the company's common stock on March 7, 2016, the date of the grant.

F3: 1/3 of the restricted stock units will vest on March 7, 2017, 1/3 on March 7, 2018 and 1/3 on March 7, 2019.

F4: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (March 7, 2019) can range from 0% to 150% of the number presented above.