Voya Financial, Inc. — Director's Dealing 2016

Jul 1, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2016-06-30

Reporting Person: GILLIS RUTH ANN M (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-06-30	Deferred Fee Plan Issuer Stock Units	$	A	1262.116	Acquired		Common Stock (1262.116)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2000	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$		Common Stock (4877)	4877	Direct

Footnotes

F1: These shares are held in a trust for the benefit of the reporting person's children. The reporting person is the trustee of the trust.

F2: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F3: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4: The stock units will vest based on their respective award agreements.