Voya Financial, Inc. — Director's Dealing 2016

Mar 17, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2016-03-15

Reporting Person: MARTIN RODNEY O JR (Director, Chairman and CEO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-03-15	Deferred Savings Plan Issuer Stock Units	$	A	16.15	Acquired		Common Stock (16.15)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3527.1816	Indirect
Common Stock	151532	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$		Common Stock (241727)	241727	Direct
Performance Stock Unit	$		Common Stock (165348)	165348	Direct

Footnotes

F1: Each of these units represents a right to receive the cash value of one share of the issuer's common stock upon the reporting person's separation from the issuer. The reporting person may reallocate investments in these units to alternative investments in the future.

F2: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3: The stock units will vest based on their respective award agreements.