Voya Financial, Inc. — Director's Dealing 2016

Sep 26, 2016

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2016-09-16

Reporting Person: Ferrara Nancy (See Remarks)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	19310	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Performance Stock Unit	$		Common Stock (9608)		Direct
Restricted Stock Units	$		Common Stock (17758)		Direct
2015 Performance-Based Stock Options	$37.60	2025-12-16	Common Stock (35800)		Direct

Footnotes

F1: The stock units will vest based on their respective award agreements.

F2: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain
performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can
range from 0% to 150% of the number presented above.

F3: The options are subject to vesting conditions based on the achievement over a four quarter period of specified levels of Ongoing Business Adjusted Operating Return on Equity. The options generally become exercisable one year following achievement of the
relevant vesting condition.

F4: To the extent that the relevant vesting condition discussed in footnote (3) has not been met by December 31, 2018, any unvested options will expire without value.