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Voya Financial, Inc. Director's Dealing 2016

Nov 14, 2016

30803_dirs_2016-11-14_4207ab82-f687-4db5-9358-4efe6751d2a0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2016-11-10

Reporting Person: Parent Margaret M. (See Remarks)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-10 Restricted Stock Units $ A 48678 Acquired Common Stock (48678) Direct

Footnotes

F1: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2: The number of stock units granted was determined by reference to the closing price of a share of the company's common stock on September 1, 2016.

F3: 1/3 of the restricted stock units will vest on the first, second and third anniversary of the grant date.