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Voya Financial, Inc. Director's Dealing 2015

Dec 18, 2015

30803_dirs_2015-12-18_960d59e9-f6f6-47a4-b667-9c0d01f24fd7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2015-12-16

Reporting Person: SILVA KEVIN D (See Remarks)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-12-16 2015 Performance-Based Stock Options $37.60 A 87400 Acquired 2025-12-16 Common Stock (87400) Direct

Footnotes

F1: The options are subject to vesting conditions based on the achievement over a four quarter period of specified levels of Ongoing Business Adjusted Operating Return on Equity. The options generally become exercisable one year following achievement of the relevant vesting condition.

F2: To the extent that the relevant vesting condition discussed in footnote (1) has not been met by December 31, 2018, any unvested options will expire without value.