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Voya Financial, Inc. — Director's Dealing 2015
Aug 12, 2015
30803_dirs_2015-08-12_ad614179-519c-43bc-8f0b-f746d4629f07.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2015-08-10
Reporting Person: Karaoglan Alain M (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-10 | Common Stock | S | 38495 | $45.4768 | Disposed | 5100 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2015.
F2: This transaction was executed in multiple trades at prices ranging from $45.26 to $45.66. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
F3: Following the transaction reported on this Form 4, Mr. Karaoglan continues to hold 114,433 unvested restricted stock units and 33,433 unvested performance stock units of the Company.