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Voya Financial, Inc. — Director's Dealing 2014
Jan 13, 2014
30803_dirs_2014-01-13_f4abcb44-fe5e-4aaf-a314-a191d86dd6be.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ING U.S., Inc. (VOYA)
CIK: 0001535929
Period of Report: 2014-01-09
Reporting Person: Ragavan Chetlur S (Chief Risk Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7248 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Deferred Shares | $ | Common Stock (11740) | Direct | ||
| Deferred Shares | $ | Common Stock (7063) | Direct |
Footnotes
F1: Includes 5,128 restricted shares that will vest on January 22, 2014.
F2: Fifty percent of the deferred shares vest on March 27, 2015, 25% of such shares vest on March 27, 2016 and 25% of such shares vest on March 27, 2017.
F3: Each deferred share represents a contingent right to receive one share of the issuer's Common Stock. The deferred shares may be settled in Common Stock or a combination of cash and Common Stock.
F4: One hundred percent of these deferred shares vest on January 1, 2016.
F5: Each deferred share represents a contingent right to receive one share of the issuer's Common Stock. The deferred shares may be settled in Common Stock or a combination of cash and Common Stock.