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Voya Financial, Inc. Director's Dealing 2014

Jan 13, 2014

30803_dirs_2014-01-13_f4abcb44-fe5e-4aaf-a314-a191d86dd6be.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: ING U.S., Inc. (VOYA)
CIK: 0001535929
Period of Report: 2014-01-09

Reporting Person: Ragavan Chetlur S (Chief Risk Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7248 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Deferred Shares $ Common Stock (11740) Direct
Deferred Shares $ Common Stock (7063) Direct

Footnotes

F1: Includes 5,128 restricted shares that will vest on January 22, 2014.

F2: Fifty percent of the deferred shares vest on March 27, 2015, 25% of such shares vest on March 27, 2016 and 25% of such shares vest on March 27, 2017.

F3: Each deferred share represents a contingent right to receive one share of the issuer's Common Stock. The deferred shares may be settled in Common Stock or a combination of cash and Common Stock.

F4: One hundred percent of these deferred shares vest on January 1, 2016.

F5: Each deferred share represents a contingent right to receive one share of the issuer's Common Stock. The deferred shares may be settled in Common Stock or a combination of cash and Common Stock.