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Vortex Metals Inc. — Regulatory Filings 2021
Mar 5, 2021
47385_rns_2021-03-05_c96bc966-7d24-4d36-9f1c-9b932234a60c.pdf
Regulatory Filings
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Note: [01 Mar 2017] – The following is a consolidation of 13-501F1. It incorporates amendments to this document that came into effect on March 1, 2017. This consolidation is provided for your convenience and should not be relied on as authoritative.
FORM 13-501F1 CLASS 1 REPORTING ISSUERS AND CLASS 3B REPORTING ISSUERS – PARTICIPATION FEE
MANAGEMENT CERTIFICATION
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----- Start of picture text ----- I, ____________________ Roger (Zelong) He , an officer of the reporting issuer noted below have examined thisForm 13-501F1 (the Form ) being submitted hereunder to the Alberta Securities Commission andcertify that to my knowledge, having exercised reasonable diligence, the information provided inthe Form is complete and accurate."Roger (Zelong) He" _________________________________ _________________________________ March 5, 2021Name: Date: Roger (Zelong) HeTitle: Chief Executive OfficerReporting Issuer Name: Victory Capital Corp.End date of previous financial year: December 31, 2020Type of Reporting Issuer: [ ] Class 1 reporting [ ] Class 3B reportingissuer issuerHighest Trading Marketplace: TSX Venture ExchangeMarket value of listed or quoted equity securities:Equity Symbol VIC.P1st Specified Trading Period (dd/mm/yy) _______________ to ______________ 01/01/20 31/03/20Closing price of the security in the class or series on thelast trading day of the specified trading period in whichsuch security was listed or quoted on the highest trading $ ______________________ 0.1000marketplace (i)----- End of picture text -----
| Number of securities in the class or series of such | ||
|---|---|---|
| security outstanding at the end of the last trading day of | ________________________5,088,750 | |
| the specified trading period | (ii) | |
| (i) x (ii) | $ ______________________508,875.0000 | |
| Market value of class or series | (A) | |
| 2nd Specified Trading Period(dd/mm/yy) | _______________ to ______________30/06/2001/04/20 | |
| Closing price of the security in the class or series on the | ||
| last trading day of the specified trading period in which | ||
| such security was listed or quoted on the highest trading | $ ______________________0.1000 | |
| marketplace | (iii) | |
| Number of securities in the class or series of such | ||
| security outstanding at the end of the last trading day of | ______________________5,088,750.00 | |
| the specified trading period | (iv) | |
| (iii) x (iv) | $ ______________________508,875.0000 | |
| Market value of class or series | (B) | |
| 3rd Specified Trading Period(dd/mm/yy) | _______________ to ______________30/09/2001/07/20 | |
| Closing price of the security in the class or series on the | ||
| last trading day of the specified trading period in which | ||
| such security was listed or quoted on the highest trading | $ ______________________0.1000 | |
| marketplace | (v) | |
| Number of securities in the class or series of such | ||
| security outstanding at the end of the last trading day of | ______________________5,088,750.00 | |
| the specified trading period | (vi) | |
| (v) x (vi) | $ ______________________508,875.0000 | |
| Market value of class or series | (C) |
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----- Start of picture text ----- 4th Specified Trading Period (dd/mm/yy) _______________ to ______________ 01/10/20 31/12/20Closing price of the security in the class or series on thelast trading day of the specified trading period in whichsuch security was listed or quoted on the highest trading $ ______________________ 0.1000marketplace (vii)Number of securities in the class or series of suchsecurity outstanding at the end of the last trading day of ______________________ 5,088,750.00the specified trading period (viii)(vii) x (viii) $ ______________________ 508,875.0000Market value of class or series (D)5th Specified Trading Period (dd/mm/yy) _______________ to ______________ N/AClosing price of the security in the class or series on thelast trading day of the specified trading period in whichsuch security was listed or quoted on the highest trading $ ______________________marketplace (ix)Number of securities in the class or series of suchsecurity outstanding at the end of the last trading day of ______________________the specified trading period (x)(ix) x (x) $ ______________________Market value of class or series (E)Average Market Value of Class or Series (Calculatethe simple average of the market value of the class orseries of security for each applicable specified trading $ ______________________ 508,875.0000period (i.e. A through E above)) ( 1 )----- End of picture text -----
(Repeat the above calculation for each other class or series of equity securities of the reporting issuer (and a subsidiary, if applicable) that was listed or quoted on a marketplace at the end of the previous financial year)
Fair value of outstanding debt securities:
| (Provide details of how value was determined) | $ ______________________ | |
|---|---|---|
| (2) | ||
| Capitalization for the previous financial year | (1) + (2) | $ ______________________508,875.0000 |
| Participation Fee | $ ______________________400.0000 | |
| Late Fee, if applicable | $ ______________________0.0000 | |
| Total Fee Payable | $ ______________________400.0000 | |
| (Participation Fee plus Late Fee) |