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Vor Biopharma Inc. — Director's Dealing 2021
Feb 9, 2021
33479_dirs_2021-02-09_c0a7485b-4e2e-41e5-91ce-1c0bc9737d17.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vor Biopharma Inc. (VOR)
CIK: 0001817229
Period of Report: 2021-02-05
Reporting Person: PARMAR KUSH (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-09 | Common Stock | C | 3308822 | — | Acquired | 3308822 | Indirect |
| 2021-02-09 | Common Stock | C | 1414026 | — | Acquired | 4722848 | Indirect |
| 2021-02-09 | Common Stock | P | 111111 | $18.00 | Acquired | 4833959 | Indirect |
| 2021-02-09 | Common Stock | C | 1414026 | — | Acquired | 1414026 | Indirect |
| 2021-02-09 | Common Stock | P | 444444 | $18.00 | Acquired | 1858470 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-05 | Stock Option (right to buy) | $18.00 | A | 16900 | Acquired | 2031-02-04 | Common Stock (16900) | Direct |
| 2021-02-09 | Series A-2 Preferred Stock | $ | C | 45000000 | Disposed | Common Stock (3308822) | Indirect | |
| 2021-02-09 | Series B Preferred Stock | $ | C | 19230768 | Disposed | Common Stock (1414026) | Indirect | |
| 2021-02-09 | Series B Preferred Stock | $ | C | 19230768 | Disposed | Common Stock (1414026) | Indirect |
Footnotes
F1: Each share of Series A-2 Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of
the Issuer's initial public offering for no additional consideration, on a 13.6 for-one basis, and had no expiration date.
F2: The shares are directly held by 5AM Ventures VI, L.P. 5AM Partners VI, LLC is the general partner of 5AM Ventures VI, L.P. The Reporting
Person is a managing member of 5AM Partners VI, LLC, and may be deemed to share voting and dispositive power over the shares held by 5AM
Ventures VI, L.P. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest
therein.
F3: The shares are directly held by 5AM Opportunities I, L.P. 5AM Opportunities I (GP), LLC is the general partner of 5AM Opportunities I, L.P. The
Reporting Person is a managing member of 5AM Opportunities I (GP), LLC, and may be deemed to share voting and dispositive power over the
shares held by 5AM Opportunities I, L.P. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of
his pecuniary interest therein.
F4: 1/36th of the shares underlying the option vest in equal monthly installments commencing on March 5, 2021, provided that the Reporting Person remains continuously engaged by the Issuer on each such vesting date.