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Vor Biopharma Inc. Director's Dealing 2021

Feb 10, 2021

33479_dirs_2021-02-09_ebcad449-4729-476a-a2ea-9be97b5bf9d4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Vor Biopharma Inc. (VOR)
CIK: 0001817229
Period of Report: 2021-02-09

Reporting Person: RA CAPITAL MANAGEMENT, L.P. (Director, 10% Owner)
Reporting Person: RA Capital Healthcare Fund LP (Director, 10% Owner)
Reporting Person: Kolchinsky Peter (Director, 10% Owner)
Reporting Person: Shah Rajeev M. (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-09 Common Stock C 1664549 Acquired 1664549 Indirect
2021-02-09 Common Stock C 280330 Acquired 280330 Indirect
2021-02-09 Common Stock C 3784120 Acquired 5448669 Indirect
2021-02-09 Common Stock C 1414026 Acquired 1694356 Indirect
2021-02-09 Common Stock P 2848596 $18 Acquired 8297265 Indirect
2021-02-09 Common Stock P 130970 $18 Acquired 1825326 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-09 Series A-2 Preferred Stock $ C 22637875 Disposed Common Stock (1664549) Indirect
2021-02-09 Series A-2 Preferred Stock $ C 3812500 Disposed Common Stock (280330) Indirect
2021-02-09 Series B Preferred Stock $ C 51464036 Disposed Common Stock (3784120) Indirect
2021-02-09 Series B Preferred Stock $ C 19230770 Disposed Common Stock (1414026) Indirect

Footnotes

F1: Each share of Series A-2 Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 13.6-for-one basis, and had no expiration date.

F2: These securities are held directly by RA Capital Healthcare Fund, L.P. (the "Fund").

F3: These securities are held directly by RA Capital Nexus Fund, L.P. (the " Nexus Fund").

F4: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund and the Nexus Fund. The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.