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Vor Biopharma Inc. — Director's Dealing 2021
Feb 10, 2021
33479_dirs_2021-02-09_ebcad449-4729-476a-a2ea-9be97b5bf9d4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vor Biopharma Inc. (VOR)
CIK: 0001817229
Period of Report: 2021-02-09
Reporting Person: RA CAPITAL MANAGEMENT, L.P. (Director, 10% Owner)
Reporting Person: RA Capital Healthcare Fund LP (Director, 10% Owner)
Reporting Person: Kolchinsky Peter (Director, 10% Owner)
Reporting Person: Shah Rajeev M. (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-09 | Common Stock | C | 1664549 | — | Acquired | 1664549 | Indirect |
| 2021-02-09 | Common Stock | C | 280330 | — | Acquired | 280330 | Indirect |
| 2021-02-09 | Common Stock | C | 3784120 | — | Acquired | 5448669 | Indirect |
| 2021-02-09 | Common Stock | C | 1414026 | — | Acquired | 1694356 | Indirect |
| 2021-02-09 | Common Stock | P | 2848596 | $18 | Acquired | 8297265 | Indirect |
| 2021-02-09 | Common Stock | P | 130970 | $18 | Acquired | 1825326 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-09 | Series A-2 Preferred Stock | $ | C | 22637875 | Disposed | Common Stock (1664549) | Indirect | |
| 2021-02-09 | Series A-2 Preferred Stock | $ | C | 3812500 | Disposed | Common Stock (280330) | Indirect | |
| 2021-02-09 | Series B Preferred Stock | $ | C | 51464036 | Disposed | Common Stock (3784120) | Indirect | |
| 2021-02-09 | Series B Preferred Stock | $ | C | 19230770 | Disposed | Common Stock (1414026) | Indirect |
Footnotes
F1: Each share of Series A-2 Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 13.6-for-one basis, and had no expiration date.
F2: These securities are held directly by RA Capital Healthcare Fund, L.P. (the "Fund").
F3: These securities are held directly by RA Capital Nexus Fund, L.P. (the " Nexus Fund").
F4: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund and the Nexus Fund. The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.