AI assistant
VOLT GROUP LIMITED — Capital/Financing Update 2011
Dec 12, 2011
66016_rns_2011-12-12_b694ee78-0cf0-4668-a8d7-c1994ebb5410.pdf
Capital/Financing Update
Open in viewerOpens in your device viewer
Rule
2.7,
3.10.3,
3.10.4,
3.10.5
**Appendix
3B**
**New
issue
announcement, application
for
quotation
of
additional
securities and
agreement**
Information
or
documents
not
available
now
must
be
given
to
ASX
as
soon
as
available.
Information
and documents
given
to
ASX
become
ASX’s
property
and
may
be
made
public.
Introduced
1/7/96.
Origin:
Appendix
5.
Amended
1/7/98,
1/9/99,
1/7/2000,
30/9/2001,
11/3/2002,
1/1/2003,
24/10/2005.
Name
of
entity
Enerji
Limited
ABN 62
009
423
189
We
(the
entity)
give
ASX
the
following
information.
**Part
1
-‐
All
issues**
You
must
complete
the
relevant
sections
(attach
sheets
if
there
is
not
enough
space).
| 1 +Class of+securities issued or to be issued 2 Number of+securities issued or to be issued (if known) or maximum number which may be issued 3 Principal terms of the+securities (eg, if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion) |
Ordinary Shares Options to acquire Fully Paid Ordinary Shares |
|---|---|
| Up to 192,542,395 Ordinary Shares Up to 96,271,197 Listed Options to acquire Fully Paid Ordinary Shares |
|
| Ordinary Fully Paid Shares Listed Options exercise price $0.03, expiring 30 June 2015 |
+ See chapter 19 for defined terms.
24/10/2005
Appendix
3B
Page
1
| 4 Do the+securities rank equally in all respects from the date of allotment with an existing+class of quoted+securities? If the additional securities do not rank equally, please state: • the date from which they do • the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment • the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment 5 Issue price or consideration 6 Purpose of the issue (If issued as consideration for the acquisition of assets, clearly identify those assets) 7 Dates of entering+securities into uncertificated holdings or despatch of certificates |
Rank Equally |
|---|---|
| 1.8 cents per Ordinary Share $nil per Listed Option |
|
| To raise funds for: a) the balance of the cost of plant on the Carnarvon installation b) further progress payments to ship more Powerboxes; and c) working capital |
|
| 8 February 2012 | |
8 Number and +class of all +securities quoted on ASX (including the securities in clause 2 if applicable) 9 Number and +class of all +securities not quoted on ASX (including the securities in clause 2 if applicable) 10 Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests) |
||
|---|---|---|
| Number | +Class | |
| Up to 921,010,554 64,737,700 Up to 426,481,407 |
Ordinary Shares Options exercisable at $0.20 on or before 31 December 2016 Options exercisable at $0.03 on or before 30 June2015 |
|
| Number | +Class | |
| 41,701,418 75 25 |
Ordinary Shares Convertible Bonds Maturing 4 February 2016 Zero coupon rate Unsecured Convertible Bonds Maturing 22 March 2016 Zero coupon rate Unsecured |
|
| No dividend policy has been established |
**Part
2
-‐
Bonus
issue
or
pro
rata
issue**
| 11 Is security holder approval required? 12 Is the issue renounceable or non- renounceable? 13 Ratio in which the+securities will be offered 14 +Class of+securities to which the offer relates |
No |
|---|---|
| Non-renounceable | |
1 New Share for every 4 Shares held at Record Date with 1 New Option for every2 New Shares |
|
Options to acquire Ordinary Shares |
|
+ See chapter 19 for defined terms.
24/10/2005
Appendix
3B
Page
3
| 15 +Record date to determine entitlements 16 Will holdings on different registers (or subregisters) be aggregated for calculating entitlements? 17 Policy for deciding entitlements in relation to fractions 18 Names of countries in which the entity has+security holders who will not be sent new issue documents Note: Security holders must be told how their entitlements are to be dealt with. Cross reference: rule 7.7. 19 Closing date for receipt of acceptances or renunciations 20 Names of any underwriters 21 Amount of any underwriting fee or commission 22 Names of any brokers to the issue 23 Fee or commission payable to the broker to the issue 24 Amount of any handling fee payable to brokers who lodge acceptances or renunciations on behalf of+security holders 25 If the issue is contingent on +security holders’ approval, the date of the meeting 26 Date entitlement and acceptance form and prospectus or Product Disclosure Statement will be sent to persons entitled |
22 December 2011 |
|---|---|
| No | |
| Fractional entitlements will be rounded up to the nearest whole number of shares |
|
| NA | |
| 1 February 2012 | |
| NA | |
| nil | |
| NA | |
| NA | |
| NA | |
| NA | |
| 30 December 2011 |
| 27 If the entity has issued options, and the terms entitle option holders to participate on exercise, the date on which notices will be sent to option holders 28 Date rights trading will begin (if applicable) 29 Date rights trading will end (if applicable) |
15 December 2011 |
|---|---|
| NA | |
| NA |
| 30 How do+security holders sell their entitlements_in full_through a broker? 31 How do+security holders sell _part_of their entitlements through a broker and accept for the balance? 32 How do+security holders dispose of their entitlements (except by sale through a broker)? 33 +Despatch date |
NA |
|---|---|
| NA | |
| NA | |
| 8 February 2012 |
**Part
3
-‐
Quotation
of
securities**
You
need
only
complete
this
section
if
you
are
applying
for
quotation
of
securities
34 Type
of
securities ( tick
one )
- (a) Securities
described
in
Part
1
(b)[All
other
securities
] Example:
restricted
securities
at
the
end
of
the
escrowed
period,
partly
paid
securities
that
become
fully
paid, employee
incentive
share
securities
when
restriction
ends,
securities
issued
on
expiry
or
conversion
of
convertible securities
**Entities
that
have
ticked
box
34(a)**
Items
35
to
42
not
applicable
+ See chapter 19 for defined terms.
24/10/2005
Appendix
3B
Page
5
**Quotation
agreement**
- 1 +Quotation
of
our
additional +securities
is
in
ASX’s
absolute
discretion.
ASX may
quote
the[+] securities
on
any
conditions
it
decides.
-
2 We
warrant
the
following
to
ASX. -
The
issue
of
the[+] securities
to
be
quoted
complies
with
the
law
and
is not
for
an
illegal
purpose. -
There
is
no
reason
why
those[+] securities
should
not
be
granted + quotation. -
An
offer
of
the[+] securities
for
sale
within
12
months
after
their
issue will
not
require
disclosure
under
section
707(3)
or
section
1012C(6)
of the
Corporations
Act.
Note:
An
entity
may
need
to
obtain
appropriate
warranties
from
subscribers
for
the
securities
in
order
to
be
able to
give
this
warranty
-
Section
724
or
section
1016E
of
the
Corporations
Act
does
not
apply
to any
applications
received
by
us
in
relation
to
any[+] securities
to
be quoted
and
that
no-‐one
has
any
right
to
return
any[+] securities
to
be quoted
under
sections
737,
738
or
1016F
of
the
Corporations
Act
at
the time
that
we
request
that
the[+] securities
be
quoted. -
If
we
are
a
trust,
we
warrant
that
no
person
has
the
right
to
return
the +securities
to
be
quoted
under
section
1019B
of
the
Corporations
Act
at the
time
that
we
request
that
the[+] securities
be
quoted. -
3 We
will
indemnify
ASX
to
the
fullest
extent
permitted
by
law
in
respect
of
any claim,
action
or
expense
arising
from
or
connected
with
any
breach
of
the warranties
in
this
agreement. -
4 We
give
ASX
the
information
and
documents
required
by
this
form.
If
any information
or
document
not
available
now,
will
give
it
to
ASX
before +quotation
of
the
+securities
begins.
We
acknowledge
that
ASX
is
relying
on
the information
and
documents.
We
warrant
that
they
are
(will
be)
true
and complete.
Sign
here: Print
name: Geoffrey
Reid
............................................................ Date:
13[th] December
2011 (Director/Company
secretary)
==
==
==
==
==