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VOLITIONRX LTD — Director's Dealing 2021
Feb 2, 2021
34395_dirs_2021-02-02_0dc6a037-aa1b-407e-8e83-839ce54746c8.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: VOLITIONRX LTD (VNRX)
CIK: 0000093314
Period of Report: 2021-02-01
Reporting Person: Forterre Gael (Chief Commercial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 48500 | Direct |
| Common Stock | 5000 | Indirect |
| Common Stock | 32500 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant (Right to Buy) | $3.95 | 2027-01-01 | Common Stock (125000) | Direct |
Footnotes
F1: These shares of Common Stock are managed by Armori Capital Management, LLC. Mr. Forterre is the managing director and sole shareholder of Armori Capital and has voting and dispositive control over the shares held by Armori Capital. Mr. Forterre disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein
F2: On January 1, 2021, the Mr. Forterre was granted a warrant to purchase up to 125,000 shares of Common Stock of the issuer at an exercise price of $3.95 per share. The warrant will vest in full twelve months from the date of grant (subject to continuous employment through such date).