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VOLITIONRX LTD Director's Dealing 2020

Jul 23, 2020

34395_dirs_2020-07-23_62a1a8bf-dbdd-41da-8802-0a43a76809ff.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VOLITIONRX LTD (VNRX)
CIK: 0000093314
Period of Report: 2020-07-21

Reporting Person: Faulkes Martin Charles (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-07-21 Common Stock M 30000 $2.5 Acquired 1591284 Direct
2020-07-21 Common Stock F 24164 $3.95 Disposed 1567120 Direct
2020-07-21 Common Stock M 30000 $3 Acquired 1597120 Direct
2020-07-21 Common Stock F 26177 $3.95 Disposed 1570943 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-07-21 Stock Option (Right to Buy) $2.5 M 30000 Disposed 2020-08-18 Common Stock (30000) Direct
2020-07-21 Stock Option (Right to Buy) $3 M 30000 Disposed 2020-08-18 Common Stock (30000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 356000 Indirect

Footnotes

F1: Represents the aggregate number of shares of common stock retained by VolitionRx for cancellation as payment of the exercise price in a cashless exercise and to satisfy the tax withholding obligations of the Reporting Person. No shares were sold by the Reporting Person or VolitionRx in such cashless exercise transaction.

F2: These shares of Common Stock are beneficially owned by The Dill Faulkes Educational Trust Limited ("DFET"), a UK registered charity. Mr. Faulkes serves as the chairman, director and trustee of DFET and shares voting and dispositive control over these shares but disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.