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VOLITIONRX LTD — Director's Dealing 2020
Jul 23, 2020
34395_dirs_2020-07-23_f29805af-aae9-4b5c-ba77-505447d95c25.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VOLITIONRX LTD (VNRX)
CIK: 0000093314
Period of Report: 2020-07-21
Reporting Person: Reynolds Cameron John (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-21 | Common Stock | M | 50000 | $2.5 | Acquired | 1176273 | Direct |
| 2020-07-21 | Common Stock | F | 40273 | $3.95 | Disposed | 1136000 | Direct |
| 2020-07-21 | Common Stock | M | 50000 | $3 | Acquired | 1186000 | Direct |
| 2020-07-21 | Common Stock | F | 43627 | $3.95 | Disposed | 1142373 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-21 | Stock Option (Right to Buy) | $2.5 | M | 50000 | Disposed | 2020-08-18 | Common Stock (50000) | Direct |
| 2020-07-21 | Stock Option (Right to Buy) | $3 | M | 50000 | Disposed | 2020-08-18 | Common Stock (50000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 34076 | Indirect |
| Common Stock | 1007718 | Indirect |
Footnotes
F1: Represents the aggregate number of shares of Common Stock retained by VolitionRx for cancellation as payment of the exercise price in a cashless exercise and to satisfy the tax withholding obligations of the Reporting Person. No shares were sold by the Reporting Person or VolitionRx in such cashless exercise transaction.
F2: The shares of Common Stock are held directly by Concord International, Inc. Mr. Reynolds is the majority shareholder of Concord International, Inc. and shares voting and dispositive control over the shares of Common Stock held by Concord International, Inc.