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VOLITIONRX LTD — Director's Dealing 2020
Jul 28, 2020
34395_dirs_2020-07-28_6fb3b633-0da2-4ebe-b669-3348139e12a1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VOLITIONRX LTD (VNRX)
CIK: 0000093314
Period of Report: 2020-07-27
Reporting Person: Micallef Jacob Vincent (Chief Scientific Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-27 | Option (Right to Buy) | $2.5 | G | 65000 | Disposed | 2020-08-18 | Common Stock (65000) | Indirect |
| 2020-07-27 | Option (Right to Buy) | $3 | G | 65000 | Disposed | 2020-08-18 | Common Stock (65000) | Indirect |
| 2020-07-27 | Option (Right to Buy) | $2.5 | G | 65000 | Acquired | 2020-08-18 | Common Stock (65000) | Direct |
| 2020-07-27 | Option (Right to Buy) | $3 | G | 65000 | Acquired | 2020-08-18 | Common Stock (65000) | Direct |
| 2020-07-27 | Option (Right to Buy) | $4 | G | 55000 | Disposed | 2021-07-23 | Common Stock (55000) | Indirect |
| 2020-07-27 | Option (Right to Buy) | $4 | G | 55000 | Acquired | 2021-07-23 | Common Stock (55000) | Direct |
Footnotes
F1: The option to purchase an aggregate of 130,000 shares of Common Stock of VolitionRx Limited (the "Issuer"), was granted to Borlaug Limited ("Borlaug"), a consulting firm, on August 18, 2014 under the Issuer's 2011 Equity Incentive Plan (the "2011 Plan"). Dr. Micallef is a controlling director of Borlaug and has voting and dispositive control over the Common Stock issuable to Borlaug upon the exercise of the option. The option was then transferred by Borlaug to Dr. Micallef on July 27, 2020.
F2: The option to purchase 55,000 shares of Common Stock of the Issuer was granted to Borlaug on July 23, 2015 under the Issuer's 2011 Plan. The option was then transferred by Borlaug to Dr. Micallef on July 27, 2020.