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VOLITIONRX LTD — Director's Dealing 2016
May 6, 2016
34395_dirs_2016-05-06_d16bfeaf-1bc7-4d52-832b-895692092f3e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VOLITIONRX LTD (VNRX)
CIK: 0000093314
Period of Report: 2016-05-04
Reporting Person: Micallef Jacob Vincent (Chief Scientific Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-04 | Warrant (Right to Buy) | $2.6 | D | 5000 | Disposed | 2016-05-10 | Common Stock (5000) | Indirect |
| 2016-05-04 | Warrant (Right to Buy) | $2.6 | A | 5000 | Acquired | 2017-05-10 | Common Stock (5000) | Indirect |
Footnotes
F1: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on May 11, 2012 with an expiration date of May 10, 2016. The warrant expiration date was extended one year to May 10, 2017.
F2: The warrant is owned of record by Borlaug Limited, a consulting firm. Dr. Micallef is a controlling director of Borlaug Limited and has voting and dispositive control over the Common Stock issuable to Borlaug Limited upon the exercise of the warrant. Dr. Micallef disclaims beneficial ownership of the Common Stock issuance upon exercise of the warrant, except to the extent of his pecuniary interest therein.