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VOLITIONRX LTD — Director's Dealing 2015
Sep 15, 2015
34395_dirs_2015-09-15_ff1ef4f1-ce7c-4f87-b5d9-7e489efb74dd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VOLITIONRX LTD (VNRX)
CIK: 0000093314
Period of Report: 2014-08-18
Reporting Person: Faulkes Martin Charles (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-18 | Option (Right to Buy) | $2.5 | A | 30000 | Acquired | 2019-02-18 | Common Stock (30000) | Direct |
| 2014-08-18 | Option (Right to Buy) | $3 | A | 30000 | Acquired | 2020-02-18 | Common Stock (30000) | Direct |
| 2015-05-18 | Option (Right to Buy) | $3 | D | 5000 | Disposed | 2015-05-25 | Common Stock (5000) | Direct |
| 2015-05-18 | Option (Right to Buy) | $3 | D | 5000 | Disposed | 2015-11-25 | Common Stock (5000) | Direct |
| 2015-05-18 | Option (Right to Buy) | $4 | D | 5000 | Disposed | 2016-05-25 | Common Stock (5000) | Direct |
| 2015-05-18 | Option (Right to Buy) | $4 | D | 5000 | Disposed | 2016-11-25 | Common Stock (5000) | Direct |
| 2015-05-18 | Option (Right to Buy) | $5 | D | 5000 | Disposed | 2017-05-25 | Common Stock (5000) | Direct |
| 2015-05-18 | Option (Right to Buy) | $5 | D | 5000 | Disposed | 2017-11-25 | Common Stock (5000) | Direct |
| 2015-05-18 | Option (Right to Buy) | $3 | A | 5000 | Acquired | 2016-05-25 | Common Stock (5000) | Direct |
| 2015-05-18 | Option (Right to Buy) | $3 | A | 5000 | Acquired | 2016-11-25 | Common Stock (5000) | Direct |
| 2015-05-18 | Option (Right to Buy) | $4 | A | 5000 | Acquired | 2017-05-25 | Common Stock (5000) | Direct |
| 2015-05-18 | Option (Right to Buy) | $4 | A | 5000 | Acquired | 2017-11-25 | Common Stock (5000) | Direct |
| 2015-05-18 | Option (Right to Buy) | $5 | A | 5000 | Acquired | 2018-05-25 | Common Stock (5000) | Direct |
| 2015-05-18 | Option (Right to Buy) | $5 | A | 5000 | Acquired | 2018-11-25 | Common Stock (5000) | Direct |
Footnotes
F1: A total of 60,000 Options were granted on August 18, 2014 under the Company's 2011 Equity Incentive Plan. The Options vest in two equal installments at 6 months and at 18 months from the date of grant.
F2: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on November 25, 2011 and fully-vested on November 25, 2014, and were exercisable for three years from the date first exercisable. The "replacement" options are fully-vested and exercisable for a period of four years from the date first exercisable.