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VOLITIONRX LTD — Director's Dealing 2014
Oct 3, 2014
34395_dirs_2014-10-03_06d35528-2976-447e-9db8-3aff7113df62.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: VOLITIONRX LTD (VNRX)
CIK: 0000093314
Period of Report: 2014-06-01
Reporting Person: Skaff Habib (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6286 | Direct |
| Common Stock | 2000 | Direct |
| Common Stock | 3112 | Direct |
| Common Stock | 3182 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant | $2.6 | 2016-05-10 | Common Stock (3143) | Direct | |
| Option | $3 | 2015-05-25 | Common Stock (4000) | Direct | |
| Option | $3 | 2015-11-25 | Common Stock (4000) | Direct | |
| Option | $4 | 2016-05-25 | Common Stock (4000) | Direct | |
| Option | $4 | 2016-11-25 | Common Stock (4000) | Direct | |
| Option | $5 | 2017-05-25 | Common Stock (4000) | Direct | |
| Option | $5 | 2017-11-25 | Common Stock (4000) | Direct | |
| Option | $2.5 | 2019-02-18 | Common Stock (12500) | Direct | |
| Option | $3 | 2020-02-18 | Common Stock (12500) | Direct |
Footnotes
F1: A total of 6,286 Units (1 Unit = 1 common share + 1 warrant to purchase 1/2 a common share) were acquired on May 11, 2012 at a cost basis of $1.75 per Unit, as settlement for certain debts owed to Dr. Habib Skaff by the Company. The warrant is at $2.60 for 4 years.
F2: On March 25, 2013, Mr. Skaff received 2,000 shares of the Company's common stock with a cost basis of $2.20 per share, as settlement for certain debts owed to Mr. Skaff by the Company.
F3: On August 16, 2013, Dr. Skaff received 3,112 shares of the Company's common stock with a cost basis of $2.25 per share, as settlement for certain debts owed to Dr. Skaff by the Company.
F4: On September 24, 2013, Dr. Skaff received 3,182 shares of the Company's common stock with a cost basis of $2.20 per share, as settlement for certain debts owed to Dr. Skaff by the Company.
F5: A total of 24,000 Options were issued on November 25, 2011 under the Company's 2011 Equity Inventive Plan.
F6: A total of 25,000 Options were issued on August 18, 2014 under the Company's 2011 Equity Inventive Plan.