Vodafone Group PLC — Regulatory Filings 2021

Dec 1, 2021

6-K 1 tm2134316d1_6k.htm FORM 6-K

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 6-K

Report of Foreign Private Issuer

Pursuant to Rules 13a-16 or 15d-16 under

the Securities Exchange Act of 1934

Dated December 1, 2021

Commission File Number: 001-10086

VODAFONE GROUP

PUBLIC LIMITED COMPANY

(Translation of registrant’s name into English)

VODAFONE HOUSE, THE CONNECTION, NEWBURY, BERKSHIRE, RG14 2FN, ENGLAND

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F x Form 40-F ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ¨

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes ¨ No x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-____.

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This Report on Form 6-K contains the following:-

| 1. | A Stock Exchange Announcement dated 1 November
2021 entitled ‘TOTAL VOTING RIGHTS AND CAPITAL’. |
| --- | --- |
| 2. | A Stock Exchange Announcement dated 16 November
2021 entitled ‘NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS’. |
| 3. | A Stock Exchange Announcement dated 18 November
2021 entitled ‘NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS’. |

RNS Number : 7215Q

Vodafone Group Plc

01 November 2021

VODAFONE GROUP PLC

TOTAL VOTING RIGHTS AND CAPITAL

In conformity with Disclosure Guidance and Transparency Rule 5.6.1R, Vodafone Group Plc ("Vodafone") hereby notifies the market that, as at 31 October 2021:

Vodafone's issued share capital consists of 28,817,590,018 ordinary shares of US$0.20 20 / 21 of which 1,396,155,590 ordinary shares are held in Treasury.

Therefore, the total number of voting rights in Vodafone is 27,421,434,428. This figure may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, Vodafone under the FCA's Disclosure Guidance and Transparency Rules.

This announcement does not constitute, or form part of, an offer or any solicitation of an offer for securities in any jurisdiction.

END

RNS Number : 5766S

Vodafone Group Plc

16 November 2021

VODAFONE GROUP PLC

(the "Company")

NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS

Acquisition of shares

The below individual acquired shares under the Vodafone Global Incentive Plan. The conditional share awards were granted on 16 November 2018 by the Company and vesting of the award was conditional on continued employment with the Vodafone Group.

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Johan Wibergh
2	Reason for the notification
a)	Position/status	Vodafone Group Technology Officer
b)	Initial notification/ Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Vodafone Group Plc
b)	LEI	549300MSQV80HSATBG53
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument and identification code	Ordinary shares of US$0.20 20 / 21 each in Vodafone Group Plc (ISIN: GB00BH4HKS39)
b)	Nature of the transaction	Vesting of shares under the Global Long Term Retention
(GLTR) plan. Sale of shares to satisfy tax withholding obligations.

c)	Volume(s)
GBP nil	227,290
GBP 1.190398	107,309

| d) | Aggregated
information: volume, Price | Aggregated
volume of shares acquired: 227,290 Ordinary shares Aggregated
price of shares acquired: GBP nil Aggregated
volume of shares sold: 107,309 Ordinary shares Aggregated
price of shares sold: GBP 127,740.42 |
| --- | --- | --- |
| e) | Date
of the transaction | 2021-11-16 |
| f) | Place
of the transaction | London
Stock Exchange (XLON) |

RNS Number : 8918S

Vodafone Group Plc

18 November 2021

VODAFONE GROUP PLC

(the "Company")

NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS

Sale and acquisition of shares

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Maria Amparo Moraleda Martinez
2	Reason for the notification
a)	Position/status	Non-Executive Director
b)	Initial notification/ Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Vodafone Group Plc
b)	LEI	549300MSQV80HSATBG53
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument and identification code	Ordinary shares of US$0.20 20 / 21 each in Vodafone Group Plc (ISIN: GB00BH4HKS39)
b)	Nature of the transaction	Sale of shares from nominee account. Purchase of shares into new nominee account.

c)	Volume(s)
GBP 1.16	30,000
GBP 1.16	30,000

| d) | Aggregated
information: volume, Price | Aggregated
volume of shares sold: 30,000 Ordinary shares Aggregated
price of shares sold: GBP 34,800 Aggregated
volume of shares acquired: 30,000 Ordinary shares Aggregated
price of shares acquired: GBP 34,800 |
| --- | --- | --- |
| e) | Date
of the transaction | 2021-11-18 |
| f) | Place
of the transaction | London
Stock Exchange (XLON) |

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.

	VODAFONE GROUP
	PUBLIC LIMITED COMPANY
	(Registrant)
Dated: December 1, 2021	By:	/s/ R E S MARTIN
	Name:	Rosemary E S Martin
	Title:	Group General Counsel and Company Secretary