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Vobile Group Limited — Share Issue/Capital Change 2017
Dec 18, 2017
50879_rns_2017-12-18_2b6dbf1b-49d2-43f8-acf8-eb4ddbaee949.pdf
Share Issue/Capital Change
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Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司 (「香港結算代理人」)的名義登記將獲發行的香港發售股份,並直接存入中央結算及交收系統(「中央結算 系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者 股份戶口,請使用本表格
This Application Form uses the same terms as defined in the prospectus of Vobile Group Limited (the “Company”) dated Tuesday, December 19, 2017 (the “Prospectus”). 本申請表格使用阜博集團有限公司(「本 Staple your 公司」)日期為2017年12月19日(星期二)的招股章程(「招股章程」)所界定的詞語。 payment Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to here buy any Hong Kong Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the United States without registration or an exemption from registration under the U.S. 請將股款 Securities Act. 本申請表格及招股章程概不構成在香港以外司法權區要約出售或游說要約購買香港發售股 緊釘在此 份。若無根據美國證券法登記或豁免登記,香港發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章 程的司法權區內概不得發送或派發或複製(不論方式,也不論全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in “Appendix V – Documents Delivered to the Registrar of Companies and Available for Inspection” to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程「附錄五-送呈公司註冊處處長及備查文件」所述其他 文件已根據香港法例第32章公司(清盤及雜項條文)條例第342C條的規定送呈香港公司註冊處處長登記。香 港交易及結算所有限公司、香港聯合交易所有限公司(「聯交所」)、香港中央結算有限公司(「香港結算」)、 香港證券及期貨事務監察委員會(「證監會」)及香港公司註冊處處長對此等文件的內容概不負責。 Vobile Group Limited 阜博集團有限公司 (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) Stock code : 3738 股份代號 : 3738 Maximum Offer Price : HK$3.70 per Offer Share, plus brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 最高發售價 : 每股發售股份3.70港元另加1%經紀佣金、0.0027%證監 會交易徵費及0.005%聯交所交易費(須於申請時以港 元繳足,多繳款項可予退還) You should read this Application Form in conjunction with the Prospectus, which contains further , information on the application procedures. 招股 ~~章~~ 程 ~~尚有~~ 其 ~~他~~ 關 ~~於~~ 申 ~~請~~ 程 ~~序的~~ 其 ~~他資料~~ 本申 ~~請表格應~~ 一 。 ~~與~~ 招股 ~~章~~ 程 ~~併~~ 閱 ~~讀~~ Application Form 申請表格 To: Vobile Group Limited 致: 阜博集團有限公司 Sole Sponsor 獨家保薦人 Sole Global Coordinator 獨家全球協調人 Sole Bookrunner 獨家賬簿管理人 Sole Lead Manager 獨家牽頭經辦人 Hong Kong Underwriters 香港包銷商 Applicants’ declaration’ declaration declaration 申請人聲明
Applicants’ declaration’ declaration declaration I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.
~~本~~ 人 ~~╱~~ 吾 ~~等~~ 同意本申請表格及招股章程的條款及條件以 及申請程序。見本申請表格「填交本申請表格的效用」一 節。
警告:任何人士只限作出一次為其利益而進行的認購申 ~~請~~ 。 ~~請參~~ 閱 ~~「填交本申請表格的效~~ 用 ~~」~~ 一 ~~節~~ 最 ~~後~~ 四 ~~點~~ 。
Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司 (「香港結算代理人」)的名義登記將獲發行的香港發售股份,並直接存入中央結算及交收系統(「中央結算 系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者 股份戶口,請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):
For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date 日期: / / D日 M月 Y年 Number of Hong Kong Offer Shares applied for (not more than 4,000,000 shares) 申請香港發售股份數目(不超過4,000,000 Cheque/banker’s cashier order number 支票 ╱ 銀行本票號碼 股股份) Name of bank on which cheque/banker’s cashier order is drawn Total amount 總額 (see “How to make your application” section) 兌現支票 ╱ 銀行本 票的銀行名稱(見「申請手續」一節) HK$ 港元 Name in English 英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱ 護照號碼╱香港商業登記號碼(請刪除不適用者) Names of all other joint applicants in English (if any) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. 所有其他聯名申請人的英文姓名╱名稱(如有) of all other joint applicants (Please delete as appropriate) 的香港身份證號碼╱護照號碼╱香港商業登記號碼(請刪除不適用者)所有其他聯名申請人 1) 1) 2) 2) 3) 3) Hong Kong address in English and telephone number (joint applicants should give the address and the telephone number of firstnamed applicant only) 香港地址(以英文填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own THIS BOX MUST BE DULY COMPLETED benefit if you do not complete this section. Please provide 必須填妥此欄 an account number or identification code for each (joint) beneficial owner. 由代名人遞交:代名人若不填寫本節, Participant I.D. of the CCASS Investor Participant or designated CCASS Participant 是項認購申請將視作為 閣下利益提出。請填寫每名(聯 中央結算系統投資者戶口持有人或指定的中央結算系統參與者的參與者編號 名)實益擁有人的賬戶號碼或識別編碼。
ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用 英文正楷 填寫 姓名╱名稱 及香港 地址 )
For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name 指定的中央結算系統參與者或公司中央結算 系統投資者戶口持有人,請加蓋顯示公司名稱的公司印鑑
(See paragraph 2 in the section “How to make your application”) (請參閱「申請手續」一節第2段)
For internal use 此欄供內部使用
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司 (「香港結算代理人」)的名義登記將獲發行的香港發售股份,並直接存入中央結算及交收系統(「中央結算 系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者 股份戶口,請使用本表格
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(1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section “How to make your application”. 如 閣下為中央結算系統投資者戶口持有人,是項申請僅接納香港身份證號碼(如屬 個別人士)或香港商業登記號碼(如屬法人團體);請參閱「申請手續」一節第2段。
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(2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如 閣下透過中央結算系統投資者戶口持有人以外 的指定中央結算系統參與者提出申請:如屬個別人士,必須填寫 閣下的香港身份證號碼或護照 號碼(持有香港身份證者請填寫香港身份證號碼,否則請填寫護照號碼);如屬法人團體,請填寫 香港商業登記號碼。
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(3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the firstnamed applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 日後如需退回申請股款,退款支票日後如需退回申請股款,退款支票 上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護照號碼的一部分。 有關資料將用於核實申請表格的有效性,亦會轉交第三方作資料核實和退款。銀行兌現退款支票 前或會要求查證 閣下的香港身份證號碼╱護照號碼。
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(4) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而: • 該公司主要從事證券買賣業務;及 • 閣下對該公司可行使法定控制權,
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是項申請將視作為 閣下的利益提出。
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(5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼或(如適用)護 照號碼,或(如屬法人團體)其香港商業登記號碼。
(3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the firstnamed applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 日後如需退回申請股款,退款支票日後如需退回申請股款,退款支票 上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護照號碼的一部分。 有關資料將用於核實申請表格的有效性,亦會轉交第三方作資料核實和退款。銀行兌現退款支票 前或會要求查證 閣下的香港身份證號碼╱護照號碼。 (4) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit.
This page is intentionally left blank 此乃白頁 特意留空
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
How to make your application
- Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000 Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
| be rejected. | |||
|---|---|---|---|
| NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS | |||
| 2. | No. of Hong Kong Offer Shares applied for Amount payable on application HK$ No. of Hong Kong Offer Shares applied for Amount payable on application HK$ No. of Hong Kong Offer Shares applied for Amount payable on application HK$ 1,000 2,000 3,000 4,000 5,000 6,000 7,000 8,000 9,000 10,000 15,000 20,000 25,000 3,737.29 7,474.57 11,211.86 14,949.14 18,686.43 22,423.71 26,161.00 29,898.28 33,635.57 37,372.85 56,059.28 74,745.70 93,432.13 30,000 35,000 40,000 45,000 50,000 60,000 70,000 80,000 90,000 100,000 200,000 300,000 400,000 112,118.55 130,804.98 149,491.40 168,177.83 186,864.25 224,237.09 261,609.94 298,982.79 336,355.64 373,728.49 747,456.98 1,121,185.47 1,494,913.96 500,000 600,000 700,000 800,000 900,000 1,000,000 2,000,000 3,000,000 4,000,000(1) 1,868,642.45 2,242,370.94 2,616,099.43 2,989,827.92 3,363,556.41 3,737,284.90 7,474,569.80 11,211,854.70 14,949,139.60 You, as the applicant(s), must complete the form in English as indicated below and sign on the second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop). If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): • the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box. If you are applying as an individual CCASS Investor Participant: • the form must contain your NAME and Hong Kong I.D. Card number; • your participant I.D. must be inserted in the appropriate box. If you are applying as a joint individual CCASS Investor Participant: • the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all joint investor participants; • your participant I.D. must be inserted in the appropriate box. If you are applying as a corporate CCASS Investor Participant: (1) Maximum number of Hong Kong Offer Shares you may apply for. Sample 樣版 |
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| • the form must contain your company NAME and Hong Kong Business Registration number; |
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| • your participant I.D. and your company chop (bearing your company name) must be inserted in |
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| the appropriate box. |
Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid.
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
- Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:
The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “Horsford Nominees Limited — Vobile Group Public Offer” ; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank • be issued by a licensed bank in Hong account in Hong Kong; and Kong, and have your name certified on the • show your account name, which must either back by a person authorized by the bank. be pre-printed on the cheque, or be endorsed The name on the banker’s cashier order on the back by a person authorized by the must correspond with your name. If it is bank. This account name must correspond a joint application, the name on the back with your name. If it is a joint application, of the banker’s cashier order must be the the account name must be the same as the same as the first-named applicant’s name. first-named applicant’s name. 4. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of Standard Chartered Bank (Hong Kong) Limited: District Branch Address Hong Kong Island 88 Des Voeux Road Branch 88 Des Voeux Road Central, Central Hennessy Road Branch 399 Hennessy Road, Wanchai Kowloon Mei Foo Stage I Branch G/F, 1C Broadway, Mei Foo Sun Chuen Stage I, Lai Chi Kok San Po Kong Branch Shop A, G/F, Perfect Industrial Building, 31 Tai Yau Street, San Po Kong New Territories Tsuen Wan Branch Shop C, G/F & 1/F, Jade Plaza, 298 Sha Tsui Road, Tsuen Wan Tseung Kwan O Branch Shop G37-40, G/F, Hau Tak Shopping Centre East Wing, Hau Tak Estate, Tseung Kwan O 5. Your Application Form can be lodged at these times:
– Tuesday, December 19, 2017 9:00 a.m. to 5:00 p.m. – Wednesday, December 20, 2017 9:00 a.m. to 5:00 p.m. – Thursday, December 21, 2017 9:00 a.m. to 5:00 p.m. Friday, December 22, 2017 – 9:00 a.m. to 12:00 noon
- The latest time for lodging your application is 12:00 noon on Friday, December 22, 2017. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject to the weather conditions, as described in the section “How to Apply for Hong Kong Offer Shares – 10. Effect of Bad Weather on the Opening of the Application Lists” in the Prospectus.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
申請手續
- 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為1,000股香港發售股份,並為下 表所列的其中一個數目,否則恕不受理。
可供申請認購的香港發售股份數目及應繳款項
| 可供申請認購的香港發售股份數目及應繳款項 | 可供申請認購的香港發售股份數目及應繳款項 | 可供申請認購的香港發售股份數目及應繳款項 |
|---|---|---|
| 申請認購的 香港發售 股份數目 申請時 應繳款項 港元 |
申請認購的 香港發售 股份數目 申請時 應繳款項 港元 |
申請認購的 香港發售 股份數目 申請時 應繳款項 港元 |
| 1,000 2,000 3,000 4,000 5,000 6,000 7,000 8,000 9,000 10,000 15,000 20,000 25,000 3,737.29 7,474.57 11,211.86 14,949.14 18,686.43 22,423.71 26,161.00 29,898.28 33,635.57 37,372.85 56,059.28 74,745.70 93,432.13 |
30,000 35,000 40,000 45,000 50,000 60,000 70,000 80,000 90,000 100,000 200,000 300,000 400,000 112,118.55 130,804.98 149,491.40 168,177.83 186,864.25 224,237.09 261,609.94 298,982.79 336,355.64 373,728.49 747,456.98 1,121,185.47 1,494,913.96 e 樣 |
500,000 600,000 700,000 800,000 900,000 1,000,000 2,000,000 3,000,000 4,000,000(1) 1,868,642.45 2,242,370.94 2,616,099.43 2,989,827.92 3,363,556.41 3,737,284.90 7,474,569.80 11,211,854.70 14,949,139.60 (1)閣下可申請認購的香港發售股份 最高數目。 版 |
| 2. 閣下作為申請人,必須按照下列指示以英文填妥表格,並於申請表格第二頁簽署,只接納親筆簽 名(不得以個人印章代替)。 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請: • 該指定中央結算系統參與者必須於表格蓋上公司印章(附有公司名稱),並在適當方格內填寫 參與者編號。 如 閣下以個人中央結算系統投資者戶口持有人名義提出申請: • 表格須載有 閣下的姓名和香港身份證號碼; • 須在適當方格內填寫 閣下的參與者編號。 如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請: • 表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼; • 須在適當方格內填寫 閣下的參與者編號。 如 閣下以公司中央結算系統投資者戶口持有人名義提出申請: • 表格須載有 閣下的公司名稱和香港商業登記號碼; • 須在適當方格內填寫 閣下的參與者編號並蓋上公司印章(附有公司名稱)。 中央結算系統參與者的資料(包括參與者編號及╱或顯示公司名稱之公司印章)或其他類似事項如 有不確或遺漏,均可能導致申請無效。 Sampl |
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
- 閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出支票或一張獨立 開出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納:
| 支票必須: | 銀行本票必須: |
|---|---|
| • 為港元; • 不得為期票; • 註明抬頭人為「浩豐代理人有限公司-阜博集團公開發售」; • 劃線註明「只准入抬頭人賬戶」; |
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| • 從 閣下在香港的港元銀行賬戶中開 出;及 • 顯示 閣下的賬戶名稱,而該賬戶名稱 必須已預印在支票上,或由有關銀行授 權的人士在支票背書。賬戶名稱必須 與 閣下姓名╱名稱相同。如屬聯名申 請,該賬戶名稱必須與排名首位申請人 的姓名╱名稱相同。 |
• 須由香港持牌銀行開出,並由有關銀 行授權的人士在銀行本票背面簽署核 證 閣下姓名╱名稱。銀行本票所示姓 名╱名稱必須與 閣下姓名╱名稱相 同。如屬聯名申請,銀行本票背面所示 姓名╱名稱必須與排名首位申請人的姓 名╱名稱相同。 版 |
| 4. 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入渣打銀行(香港) 有限公司下列任何一家分行特設的收集箱: 地區 分行 地址 香港島 德輔道中88號分行 中環德輔道中88號 軒尼詩道分行 灣仔軒尼詩道399號 九龍 美孚一期分行 荔枝角美孚新邨第1期百老匯街1C地下 新蒲崗分行 新蒲崗大有街31號善美工業大廈地下A舖 新界 荃灣分行 荃灣沙咀道298號翡翠商場地下C舖及1樓 將軍澳分行 將軍澳厚德邨厚德商場東翼地下G37-40號舖 5. 閣下可於下列時間遞交申請表格: 2017年12月19日(星期二)-上午九時正至下午五時正 2017年12月20日(星期三)-上午九時正至下午五時正 2017年12月21日(星期四)-上午九時正至下午五時正 2017年12月22日(星期五)-上午九時正至中午十二時正 6. 截止遞交申請的時間為2017年12月22日(星期五)中午十二時正。本公司將於當日上午十一時四十 五分至中午十二時正期間登記認購申請,會影響此時間的變化因素為當日的天氣情況,詳見招股 章程「如何申請香港發售股份-10.惡劣天氣對開始辦理申請登記的影響」一節。 Sample 樣 |
- 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入渣打銀行(香港) 有限公司下列任何一家分行特設的收集箱:
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant Vobile Group Limited 阜博集團有限公司 (Incorporated in the Cayman Islands with limited liability) GLOBAL OFFERING Conditions of your application • confirm that you have received and read the Prospectus and have A. Who can apply only relied on the information and representations contained 1. You and any person(s) for whose benefit you are applying must in the Prospectus in making your application and will not rely be 18 years of age or older and must have a Hong Kong address. on any other information or representations except those in any 2. If you are a firm, the application must be in the individual supplement to the Prospectus; members’ names. • confirm that you are aware of the restrictions on the Global 3. The number of joint applicants may not exceed 4. Offering in the prospectus; 4. If you are a body corporate, the application must be signed • agree that none of the Company, the Sole Sponsor, the Sole by a duly authorized officer, who must state his representative Global Coordinator, the Sole Bookrunner, the Sole Lead Manager, capacity, and stamped with your corporation’s chop. the Underwriters, their respective directors, officers, employees, 5. You must be outside the United States, not be a United States partners, agents, advisers and any other parties involved in the Person (as defined in Regulation S under the U.S. Securities Act) Global Offering is or will be liable for any information and and not be a legal or natural person of the PRC. representations not in the Prospectus (and any supplement to it); 6. Unless permitted by the Listing Rules, you cannot apply for any • undertake and confirm that you or the person(s) for whose benefit Hong Kong Offer Shares if you are: you have made the application have not applied for or taken up, • an existing beneficial owner of shares in the Company or indicated an interest for, and will not apply for or take up, or and/or any of its subsidiaries; indicate an interest for, any Offer Shares under the International • a Director or chief executive officer of the Company and/or Placing nor participated in the International Placing; any of its subsidiaries; • agree to disclose to the Company, the Sole Sponsor, the Sole • a connected person of the Company or will become a Global Coordinator, the Sole Bookrunner, the Sole Lead Manager, connected person of the Company immediately upon the Underwriters, the Hong Kong Share Registrar, the Receiving completion of the Global Offering; Bank, and/or their respective advisers and agents any personal • an associate of any of the above; or data which they may require about you and the person(s) for • have been allocated or have applied for or indicated an whose benefit you have made the application; interest in any Offer Shares under the International Placing. • if the laws of any place outside Hong Kong apply to your application, agree and warrant that you have complied with all B. If you are a nominee such laws and none of the Company, the Sole Sponsor, the Sole You, as a nominee, may make more than one application for the Hong Global Coordinator, the Sole Bookrunner, the Sole Lead Manager Kong Offer Shares by: (i) giving electronic application instructions to and the Underwriters nor any of their respective officers or HKSCC via Central Clearing and Settlement System (“CCASS”) (if advisers will breach any law outside Hong Kong as a result of you are a CCASS Participant); or (ii) using a WHITE or YELLOW the acceptance of your offer to purchase, or any action arising Application Form, and lodge more than one application in your own from your rights and obligations under the terms and conditions name on behalf of different beneficial owners. contained in the Prospectus and this Application Form; • agree that once your application has been accepted, you may not C. Effect of completing and submitting this Application Form rescind it because of an innocent misrepresentation; By completing and submitting this Application Form, you (and if you • agree that your application will be governed by the laws of Hong are joint applicants, each of you jointly and severally) for yourself or as Kong; an agent or a nominee on behalf of each person for whom you act: • represent, warrant and undertake that (i) you understand that the • undertake to execute all relevant documents and instruct and Hong Kong Offer Shares have not been and will not be registered authorize the Company and/or the Sole Global Coordinator (or under the U.S. Securities Act; and (ii) you and any person for their agents or nominees), as agents of the Company, to execute whose benefit you are applying for the Hong Kong Offer Shares any documents for you and to do on your behalf all things are outside the United States (as defined in Regulation S) or are a necessary to register any Hong Kong Offer Shares allocated to person described in paragraph (h)(3) of Rule 902 of Regulation S; you in the name of HKSCC Nominees as required by the Articles • warrant that the information you have provided is true and of Association; accurate;
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warrant that the information you have provided is true and accurate;
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agree to comply with the Companies Ordinance, the Companies (Winding Up and Miscellaneous Provisions) Ordinance and the Articles of Association;
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agree to accept the Hong Kong Offer Shares applied for, or any lesser number of such Shares allocated to you under the application;
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confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
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authorize the Company to place the name of the HKSCC Nominees on the Company’s register of members as the holder(s) of any Hong Kong Offer Shares allocated to you, and the Company and/or its agents to deposit any Share certificate(s) into CCASS and/or to send any refund cheque(s) to you or the firstnamed applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you are eligible to collect refund cheque(s) in person;
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
- agree that the shares to be allotted shall be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS participant;
agree that the shares to be allotted shall be issued in the name of The Company expects to announce the fixed Offer Price, the indication HKSCC Nominees and deposited directly into CCASS for credit of the level of interest in the International Placing, the results of to your CCASS Investor Participant stock account or the stock applications under the Hong Kong Public Offering and the basis of account of your designated CCASS participant; allocation of the Hong Kong Public Offering on Wednesday, January 3, • agree that each of HKSCC and HKSCC Nominees reserves the 2018 in the South China Morning Post (in English) and the Hong Kong right (1) not to accept any or part of such allotted shares issued Economic Times (in Chinese), on the website of the Stock Exchange at in the name of HKSCC Nominees or not to accept such allotted www.hkexnews.hk and the Company’s website at www.vobilegroup.com . shares for deposit into CCASS; (2) to cause such allotted shares Results of allocations in the Hong Kong Public Offering and the Hong to be withdrawn from CCASS and issued in your name at your Kong Identity Card/passport/Hong Kong business registration numbers own risk and costs; and (3) to cause such allotted shares to be of successful applicants (where applicable) will be available on the issued in your name (or, if you are a joint applicant, to the firstabove websites. named applicant) and in such a case, to post the certificates for such allotted shares at your own risk to the address on your If your application for Hong Kong Offer Shares is successful (in application form by ordinary post or to make available the same whole or in part) for your collection; If your application is wholly or partially successful, your Share • agree that each of HKSCC and HKSCC Nominees may adjust certificate(s) (subject to their becoming valid certificates of title the number of allotted shares issued in the name of HKSCC provided that the Hong Kong Public Offering has become unconditional Nominees; and not having been terminated at 8:00 a.m. on Thursday, January • agree that neither HKSCC nor HKSCC Nominees shall have any 4, 2018 will be issued in the name of HKSCC Nominees and liability for the information and representations not so contained deposited directly into CCASS for credit to your CCASS Investor in the Prospectus and this application form; Participant stock account or the stock account of your designated • agree that neither HKSCC nor HKSCC Nominees shall be liable CCASS Participant as instructed by you in your Application Form on to you in any way; Wednesday, January 3, 2018 or, in the event of a contingency, on any • declare and represent that this is the only application made and other date as shall be determined by HKSCC or HKSCC Nominees. the only application intended by me/us to be made to benefit • If you are applying through a designated CCASS Participant me/us or the person for whose benefit I am/we are applying; (other than a CCASS Investor Participant): For Hong Kong Offer • understand that the Company and the Sole Global Coordinator Shares credited to the stock account of your designated CCASS will rely on your declarations and representations in deciding Participant (other than a CCASS Investor Participant), you can whether or not to make any allotment of any of the Hong Kong check the number of Hong Kong Offer Shares allotted to you Offer Shares to you and that you may be prosecuted for making a with that CCASS Participant. false declaration; • If you are applying as a CCASS Investor Participant: The • (if the application is made for your own benefit) warrant that no Company expects to publish the results of CCASS Investor other application has been or will be made for your benefit on a Participants’ applications together with the results of the Hong WHITE or YELLOW Application Form or by giving electronic Kong Public Offering on Wednesday, January 3, 2018 in the application instructions to HKSCC or to the HK eIPO White South China Morning Post (in English) and the Hong Kong Form Service Provider by you or by any one as your agent or by Economic Times (in Chinese), on the website of the Stock any other person; and Exchange at www.hkexnews.hk and the Company’s website at • (if you are making the application as an agent for the benefit of www.vobilegroup.com . You should check the announcement another person) warrant that (i) no other application has been or published by the Company and report any discrepancies to will be made by you as agent for or for the benefit of that person HKSCC before 5:00 p.m. on Wednesday, January 3, 2018 or or by that person or by any other person as agent for that person such other date as shall be determined by HKSCC or HKSCC on a WHITE or YELLOW Application Form or by giving Nominees. Immediately after the credit of the Hong Kong Offer electronic application instructions to HKSCC; and (ii) you have Shares to your stock account you can check your new account due authority to sign the Application Form or give electronic balance via the CCASS Phone System and CCASS Internet application instructions on behalf of that other person as their System (under the procedures contained in HKSCC’s “An agent. Operating Guide for Investor Participants” in effect from time to time). HKSCC will also make available to you an activity D. Power of attorney statement showing the number of Hong Kong Offer Shares If your application is made through an authorized attorney, the credited to your stock account. Company and the Sole Global Coordinator may accept or reject your No receipt will be issued for application money paid. The Company application at their discretion, and on any conditions they think fit, will not issue temporary documents of title. including evidence of the attorney’s authority. Refund of your money Determination of Offer Price and Allocation of Hong Kong Offer If you do not receive any Hong Kong Offer Shares or if your Shares application is accepted only in part, the Company will refund to you The Offer Price is expected to be fixed on or around Friday, December your application monies (including the related 1% brokerage, 0.0027% 22, 2017. Applicants are required to pay the maximum Offer Price of SFC transaction levy and 0.005% Stock Exchange trading fee) without HK$3.70 for each Hong Kong Offer Share together with 1% brokerage, interest. If the Offer Price is less than the maximum price of the Offer 0.0027% SFC transaction levy and 0.005% Stock Exchange trading Price range, the Company will refund to you the surplus application fee. If the Offer Price is not agreed between the Company, and the monies (including the related 1% brokerage, 0.0027% SFC transaction Sole Global Coordinator (for itself and on behalf of the Underwriters) levy and 0.005% Stock Exchange trading fee) without interest. on or before Friday, December 29, 2017, the Global Offering will not The refund procedures are stated in the sections “How to Apply for proceed and will lapse. Applications for Hong Kong Offer Shares will Hong Kong Offer Shares – 14. Dispatch/Collection of Share Certificates not be processed and no allotment of any Hong Kong Offer Shares will and Refund Monies” in the Prospectus. be made until the application lists close.
such allotted shares at your own risk to the address on your If your application for Hong Kong Offer Shares is successful (in application form by ordinary post or to make available the same whole or in part) for your collection; If your application is wholly or partially successful, your Share • agree that each of HKSCC and HKSCC Nominees may adjust certificate(s) (subject to their becoming valid certificates of title the number of allotted shares issued in the name of HKSCC provided that the Hong Kong Public Offering has become unconditional Nominees; and not having been terminated at 8:00 a.m. on Thursday, January • agree that neither HKSCC nor HKSCC Nominees shall have any 4, 2018 will be issued in the name of HKSCC Nominees and liability for the information and representations not so contained deposited directly into CCASS for credit to your CCASS Investor in the Prospectus and this application form; Participant stock account or the stock account of your designated • agree that neither HKSCC nor HKSCC Nominees shall be liable CCASS Participant as instructed by you in your Application Form on to you in any way; Wednesday, January 3, 2018 or, in the event of a contingency, on any • declare and represent that this is the only application made and other date as shall be determined by HKSCC or HKSCC Nominees. the only application intended by me/us to be made to benefit • If you are applying through a designated CCASS Participant me/us or the person for whose benefit I am/we are applying; (other than a CCASS Investor Participant): For Hong Kong Offer • understand that the Company and the Sole Global Coordinator Shares credited to the stock account of your designated CCASS will rely on your declarations and representations in deciding Participant (other than a CCASS Investor Participant), you can whether or not to make any allotment of any of the Hong Kong check the number of Hong Kong Offer Shares allotted to you Offer Shares to you and that you may be prosecuted for making a with that CCASS Participant. false declaration; • If you are applying as a CCASS Investor Participant: The • (if the application is made for your own benefit) warrant that no Company expects to publish the results of CCASS Investor other application has been or will be made for your benefit on a Participants’ applications together with the results of the Hong WHITE or YELLOW Application Form or by giving electronic Kong Public Offering on Wednesday, January 3, 2018 in the application instructions to HKSCC or to the HK eIPO White South China Morning Post (in English) and the Hong Kong Form Service Provider by you or by any one as your agent or by Economic Times (in Chinese), on the website of the Stock any other person; and Exchange at www.hkexnews.hk and the Company’s website at • (if you are making the application as an agent for the benefit of www.vobilegroup.com . You should check the announcement another person) warrant that (i) no other application has been or published by the Company and report any discrepancies to will be made by you as agent for or for the benefit of that person HKSCC before 5:00 p.m. on Wednesday, January 3, 2018 or or by that person or by any other person as agent for that person such other date as shall be determined by HKSCC or HKSCC on a WHITE or YELLOW Application Form or by giving Nominees. Immediately after the credit of the Hong Kong Offer electronic application instructions to HKSCC; and (ii) you have Shares to your stock account you can check your new account due authority to sign the Application Form or give electronic balance via the CCASS Phone System and CCASS Internet application instructions on behalf of that other person as their System (under the procedures contained in HKSCC’s “An agent. Operating Guide for Investor Participants” in effect from time to time). HKSCC will also make available to you an activity D. Power of attorney statement showing the number of Hong Kong Offer Shares If your application is made through an authorized attorney, the credited to your stock account.
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如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格 Vobile Group Limited 阜博集團有限公司
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(於開曼群島註冊成立的有限公司) 全球發售
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申請條件 • 確認 閣下已接獲及細閱招股章程,提出申請時也僅依據 甲. 可提出申請的人士 招股章程載列的資料及陳述,而除招股章程任何補充文件 1. 閣下及 閣下為其利益提出申請的人士必須年滿18歲或以 外,不會依賴任何其他資料或陳述; 上並有香港地址。 • 確認 閣下知悉招股章程內有關全球發售的限制;
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- 如 閣下為商號,申請須以個別成員名義提出。 • 同意本公司、獨家保薦人、獨家全球協調人、獨家賬簿管 3. 聯名申請人不得超過四名。 理人、獨家牽頭經辦人、包銷商、彼等各自的董事、高級 4. 如 閣下為法人團體,申請須經獲正式授權人員簽署,並 職員、僱員、合夥人、代理、顧問及參與全球發售的任何 註明其所屬代表身份及蓋上公司印章。 其他人士現時及日後均毋須對並非載於招股章程(及其任
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- 閣下必須身處美國境外,並非美國籍人士(定義見美國證 何補充文件)的任何資料及陳述負責; 券法S規例),亦非中國法人或自然人。 • 承諾及確認 閣下或 閣下為其利益提出申請的人士並
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- 除上市規則批准外,下列人士概不得申請認購任何香港發 無申請或接納或表示有意認購(亦不會申請或接納或表示 售股份: 有意認購)國際配售的任何發售股份,也沒有參與國際配 • 本公司及╱或其任何附屬公司股份的現有實益擁有 售; 人; • 同意在本公司、獨家保薦人、獨家全球協調人、獨家賬簿
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• 本公司及╱或其任何附屬公司的董事或行政總裁; 管理人、獨家牽頭經辦人、包銷商、香港證券登記處、收 • 本公司關連人士或緊隨全球發售完成後成為本公司關 款銀行及╱或彼等各自的顧問及代理提出要求時,向彼等 連人士的人士; 披露其所要求提供有關 閣下及 閣下為其利益提出申請
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• 上述任何人士的聯繫人士;或 的人士的任何個人資料; • 已獲分配或已申請或表示有意申請國際配售的任何發 • 若香港境外任何地方的法例適用於 閣下的申請,則同意 售股份的人士。 及保證 閣下已遵守所有有關法例,且本公司、獨家保薦 人、獨家全球協調人、獨家賬簿管理人、獨家牽頭經辦人
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乙. 如 閣下為代名人 及包銷商和彼等各自的高級職員或顧問概不會因接納 閣 閣下作為代名人可提交超過一份香港發售股份申請,方法是: 下的購買要約,或 閣下在招股章程及本申請表格所載的 (i)透過中央結算及交收系統(「中央結算系統」)向香港結算發出 條款及條件項下的權利及責任所引致的任何行動,而違反 電子認購指示(如 閣下為中央結算系統參與者);或(ii)使用 白 香港境外的任何法例; 色 或 黃色 申請表格以自身名義代表不同的實益擁有人提交超過 • 同意 閣下的申請一經接納,即不得因無意的失實陳述而 一份申請。 撤銷; • 同意 閣下的申請受香港法例規管;
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丙. 填交本申請表格的效用 • 聲明、保證及承諾(i) 閣下明白香港發售股份不曾亦不會 閣下填妥並遞交本申請表格,即表示 閣下(如屬聯名申請人, 根據美國證券法登記;及(ii) 閣下及 閣下為其利益申請 即各人共同及個別)代表 閣下本身,或作為 閣下代其行事的 香港發售股份的人士均身處美國境外(定義見S規例),又 每位人士的代理或代名人: 或屬S規例第902條第(h)(3)段所述的人士; • 承諾簽署所有相關文件並指示及授權本公司及╱或作為本 • 保證 閣下提供的資料真實及準確; 公司代理的獨家全球協調人(或彼等的代理或代名人),為 • 同意接納所申請數目或根據申請分配予 閣下但數目較少 按照組織章程細則的規定將 閣下獲分配的任何香港發售 的香港發售股份; 股份以香港結算代理人名義登記而代表 閣下簽署任何文 • 授權本公司將香港結算代理人的名稱列入本公司股東名 件以及代表 閣下進行一切必要事宜; 冊,作為 閣下獲分配的任何香港發售股份的持有人,並
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授權本公司將香港結算代理人的名稱列入本公司股東名 冊,作為 閣下獲分配的任何香港發售股份的持有人,並 授權本公司及╱或其代理將任何股票存入中央結算系統 及╱或以普通郵遞方式按申請所示地址向 閣下或聯名申 請的排名首位申請人發送任何退款支票,郵誤風險由 閣 下自行承擔,除非 閣下已符合條件親身領取退款支票;
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同意遵守公司條例、公司(清盤及雜項條文)條例及組織 章程細則;
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確認 閣下已細閱招股章程及本申請表格所載的條款及條 件以及申請程序,並同意受其約束;
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
本公司預期於2018年1月3日(星期三)在南華早報(英文)及香 港經濟日報(中文)及聯交所網站 www.hkexnews.hk 及本公司網 站 www.vobilegroup.com 公佈協定發售價、國際配售踴躍程度、 香港公開發售申請結果及香港公開發售分配基準。香港公開發 售的分配結果及成功申請人的香港身份證╱護照╱香港商業登 記號碼(如適用)亦於上述網站公佈。
- 同意獲配發的股份是以香港結算代理人的名義發行,並直 接存入中央結算系統,以便記存於 閣下的中央結算系統 投資者戶口持有人股份戶口或 閣下的指定中央結算系統 參與者股份戶口;
• 同意香港結算及香港結算代理人各自保留權利(1)不接納 售的分配結果及成功申請人的香港身份證╱護照╱香港商業登 以香港結算代理人名義發行的該等獲配發的任何或部分股 記號碼(如適用)亦於上述網站公佈。 份,或不接納該等獲配發的股份存入中央結算系統;(2)促 使該等獲配發的股份從中央結算系統提取,並轉入 閣下 如 閣下成功申請認購香港發售股份(全部或部分) 名下,有關風險及費用概由 閣下自行承擔;及(3)促使該 如 閣下的申請全部或部分獲接納, 閣下的股票(前提是於 等獲配發的股份以 閣下名義發行(或如屬聯名申請人, 2018年1月4日(星期四)上午八時正香港公開發售成為無條件而 則以排名首位申請人的名義發行),而在此情況下,會以 並無終止,股票方成為有效的所有權證明)將以香港結算代理人 普通郵遞方式將該等獲配發股份的股票寄往 閣下在申請 名義發出,並按 閣下在申請表格的指示於2018年1月3日(星期 表格上所示地址(郵誤風險概由 閣下自行承擔)或提供 三)或在特別情況下由香港結算或香港結算代理人指定的任何其 該等股票予 閣下領取; 他日期直接存入中央結算系統,記入 閣下的中央結算系統投 • 同意香港結算及香港結算代理人均可調整獲配發以香港結 資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者 算代理人名義發行的股份數目; 股份戶口。 • 同意香港結算及香港結算代理人對招股章程及本申請表格 • 如 閣下透過中央結算系統投資者戶口持有人以外的指定 未有載列的資料及陳述概不負責; 中央結算系統參與者提出申請:香港發售股份將存入 閣 • 同意香港結算及香港結算代理人概不以任何方式對 閣下 下指定的中央結算系統參與者(非中央結算系統投資者戶 負責; 口持有人)股份戶口, 閣下可向該中央結算系統參與者查 • 聲明及表示此乃本人╱吾等為本身或本人╱吾等為其利益 詢 閣下獲配發的香港發售股份數目。 提出申請的人士提出及擬提出的唯一申請; • 如 閣下以中央結算系統投資者戶口持有人身份提出 • 明白本公司及獨家全球協調人將依據 閣下的聲明及陳述 申請:本公司預期於2018年1月3日(星期三)在南華 而決定是否向 閣下分配任何香港發售股份, 閣下如作 早報(英文)及香港經濟日報(中文)及聯交所網站 出虛假聲明,可能會被檢控; www.hkexnews.hk 及本公司網站 www.vobilegroup.com 刊 • (如申請是為 閣下本身利益提出)保證 閣下或作為 閣 登中央結算系統投資者戶口持有人的申請結果及香港公開 下代理的任何人士或任何其他人士不曾亦不會為 閣下利 發售的結果。 閣下應查閱本公司刊發的公佈,如有任何 益而以 白色 或 黃色 申請表格或向香港結算或網上白表服務 資料不符,請於2018年1月3日(星期三)或香港結算或香 供應商發出電子認購指示而提出其他申請;及 港結算代理人釐定的任何其他日期下午五時正前知會香港 • (如 閣下作為代理為另一人士的利益提出申請)保證(i) 結算。在香港發售股份存入 閣下的股份戶口後, 閣下 閣下(作為代理或為該人士利益)或該人士或任何其他作 即可透過「結算通」電話系統及中央結算系統互聯網系統 為該人士代理的人士不曾亦不會以 白色 或 黃色 申請表格或 (根據香港結算當時生效的《投資者戶口操作簡介》所載程 向香港結算發出電子認購指示而提出其他申請;及(ii) 閣 序)查詢 閣下的新戶口結餘。香港結算亦將向 閣下提 下獲正式授權作為該人士的代理代為簽署本申請表格或發 供一份活動結單,列出存入 閣下股份戶口的香港發售股 出電子認購指示。 份數目。 本公司不會就申請時繳付的款項發出收據,亦不會發出臨時所 丁. 授權書 有權文件。 如閣下透過授權人士提出申請,本公司及獨家全球協調人可按 其認為合適的條件(包括出示獲授權證明)酌情接納或拒絕 閣 退回款項 下的申請。 若 閣下未獲分配任何香港發售股份或申請僅部分獲接納,本 公司將不計利息退回 閣下的申請股款(包括相關的1%經紀佣 釐定發售價及香港發售股份的分配 金、0.0027%證監會交易徵費及0.005%聯交所交易費)。如發 預期發售價於2017年12月22日(星期五)或前後釐定。申請人須 售價低於發售價範圍的最高價,本公司將不計利息退回多收申 繳付每股香港發售股份3.70港元的最高發售價,另加1%經紀佣 請股款(包括相關的1%經紀佣金、0.0027%證監會交易徵費及 金、0.0027%證監會交易徵費及0.005%聯交所交易費。倘若本公 0.005%聯交所交易費)。 司與獨家全球協調人(為其本身及代表包銷商)並無於2017年12 有關退款程序載於招股章程「如何申請香港發售股份- 14.寄 月29日(星期五)或之前協定發售價,全球發售將不會進行並將 發╱領取股票及退還股款」一節。 告失效。截止登記認購申請前,概不處理香港發售股份的申請 或配發任何香港發售股份。
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
Personal Data
Personal Information Collection Statement
Personal Information Collection Statement 3. Transfer of personal data This Personal Information Collection Statement informs Personal data held by the Company and its Hong Kong the applicant for, and holder of, Hong Kong Offer Shares, Branch Share Registrar relating to the securities holders of the policies and practices of the Company and its Hong will be kept confidential but the Company and its Hong Kong Share Registrar in relation to personal data and the Kong Share Registrar may, to the extent necessary for Personal Data (Privacy) Ordinance (Chapter 486 of the achieving any of the above purposes, disclose, obtain Laws of Hong Kong) (the “Ordinance”). or transfer (whether within or outside Hong Kong) the personal data to, from or with any of the following: 1. Reasons for the collection of your personal data • the Company’s appointed agents such as financial It is necessary for applicants and registered holders of advisers, receiving bank(s) and overseas principal securities to supply correct personal data to the Company share registrar; or its agents and the Hong Kong Share Registrar when • where applicants for securities request a deposit into applying for securities or transferring securities into or CCASS, HKSCC or HKSCC Nominees, who will out of their names or in procuring the services of the use the personal data for the purposes of operating Hong Kong Share Registrar. CCASS; Failure to supply the requested data may result in your • any agents, contractors or third-party service providers application for securities being rejected, or in delay or who offer administrative, telecommunications, the inability of the Company or its Hong Kong Share computer, payment or other services to the Company Registrar to effect transfers or otherwise render their or the Hong Kong Share Registrar in connection with services. It may also prevent or delay registration or their respective business operation; transfers of the Hong Kong Offer Shares which you have • the Stock Exchange, the SFC and any other statutory successfully applied for and/or the dispatch of Share regulatory or governmental bodies or otherwise as certificate(s) and/or refund cheque(s) to which you are required by laws, rules or regulations; and entitled. • any persons or institutions with which the securities It is important that securities holders inform the Company holders have or propose to have dealings, such as and the Hong Kong Share Registrar immediately of any their bankers, solicitors, accountants or stockbrokers inaccuracies in the personal data supplied. etc. 2. Purposes 4. Retention of personal data The personal data of the securities holders may be used, The Company and its Hong Kong Share Registrar will held, processed, and/or stored (by whatever means) for the keep the personal data of the applicants and holders of following purposes: securities for as long as necessary to fulfill the purposes • processing your application and/or refund cheque, for which the personal data were collected. Personal data where applicable, verification of compliance with which is no longer required will be destroyed or dealt the terms and application procedures set out in this with in accordance with the Ordinance. Application Form and the Prospectus and announcing results of allocation of the Hong Kong Offer Shares; 5. Access to and correction of personal data • enabling compliance with applicable laws and Securities holders have the right to ascertain whether the regulations in Hong Kong and elsewhere; Company or the Hong Kong Share Registrar hold their • registering new issues or transfers into or out of personal data, to obtain a copy of that data, and to correct the names of securities holders including, where any data that is inaccurate. The Company and the Hong applicable, HKSCC Nominees; Kong Share Registrar have the right to charge a reasonable • maintaining or updating the register of securities fee for the processing of such requests. holders of the Company; All requests for access to data or correction of data should • conducting or assisting to conduct signature be addressed to us, at our registered address disclosed in verifications, any other verification or exchange of the section “Corporate Information” in the Prospectus information; or as notified from time to time, for the attention of the • establishing benefit entitlements of securities holders company secretary, or our Hong Kong Share Registrar for of the Company, such as dividends, rights issues, the attention of the privacy compliance officer. bonus issues, etc.; By signing an Application Form or by giving electronic
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processing your application and/or refund cheque, for which the personal data were collected. Personal data where applicable, verification of compliance with which is no longer required will be destroyed or dealt the terms and application procedures set out in this with in accordance with the Ordinance. Application Form and the Prospectus and announcing results of allocation of the Hong Kong Offer Shares; 5. Access to and correction of personal data
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• enabling compliance with applicable laws and Securities holders have the right to ascertain whether the regulations in Hong Kong and elsewhere; Company or the Hong Kong Share Registrar hold their
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• registering new issues or transfers into or out of personal data, to obtain a copy of that data, and to correct the names of securities holders including, where any data that is inaccurate. The Company and the Hong applicable, HKSCC Nominees; Kong Share Registrar have the right to charge a reasonable
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• maintaining or updating the register of securities fee for the processing of such requests. holders of the Company;
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
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distributing communications from the Company and its subsidiaries;
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compiling statistical information and securities holders profiles;
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disclosing relevant information to facilitate claims on entitlements; and
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any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities holders and/or regulators and/or any other purposes to which the securities holders may from time to time agree.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
個人資料
個人資料收集聲明
3. 轉交個人資料
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此項個人資料收集聲明是向香港發售股份的申請人和 本公司及其香港證券登記處所持有關證券持有人的個人 持有人說明有關本公司及其香港證券登記處有關個人 資料將會保密,但本公司及其香港證券登記處可以在為 資料和香港法例第486章《個人資料(私隱)條例》(「《條 達到上述任何目的之必要情況下,向下列任何人士披 例》」)方面的政策和慣例。 露,獲取或轉交(無論在香港境內或境外)有關個人資 料:
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1. 收集 閣下個人資料的原因 • 本公司委任的代理人,例如財務顧問、收款銀行和 證券申請人及登記持有人以本身名義申請證券或轉讓或 海外股份登記總處; 受讓證券時或尋求香港證券登記處的服務時,必須向本 • (如證券申請人要求將證券存於中央結算系統)香港 公司或其代理人及香港證券登記處提供準確個人資料。 結算或香港結算代理人;彼等將會就中央結算系統 未能提供所要求的資料可能導致 閣下申請證券被拒或 的運作使用有關個人資料; 延遲,或本公司或其香港證券登記處無法落實轉讓或提 • 向本公司或香港證券登記處提供與其各自業務營運 供服務。此舉也可能妨礙或延遲登記或轉讓 閣下成功 有關的行政、電訊、電腦、付款或其他服務的任何 申請的香港發售股份及╱或寄發 閣下應得的股票及╱ 代理人、承包商或第三方服務供應商; 或退款支票。 • 聯交所、證監會及任何其他法定監管機關或政府部 證券持有人所提供的個人資料如有任何錯誤,須立即通 門或遵照其他法例、規則或法規;及 知本公司及香港證券登記處。 • 證券持有人與其進行或擬進行交易的任何人士或機 構,例如彼等的銀行、律師、會計師或股票經紀
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2. 目的 等。 證券持有人的個人資料可被採用及以任何方式持有,處 理及╱或保存,以作下列用途: 4. 個人資料的保留 • 處理 閣下的申請及╱或退款支票(如適用)、核 本公司及其香港證券登記處將按收集個人資料所需的用 實是否符合本申請表格及招股章程載列的條款和申 途保留證券申請人及持有人的個人資料。毋須保留的個 請程序以及公佈香港發售股份的分配結果; 人資料將會根據《條例》銷毀或處理。
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• 確保遵守香港及其他地區的適用法律及法規; • 以證券持有人(包括香港結算代理人(如適用))的 5. 查閱和更正個人資料 名義登記新發行證券或轉讓或受讓證券; 證券持有人有權確定本公司或香港證券登記處是否持有
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• 存置或更新本公司證券持有人的名冊; 其個人資料,並有權索取有關該資料的副本並更正任何 • 核實或協助核實簽名、任何其他核證或交換資料; 不準確資料。本公司和香港證券登記處有權就處理任何 • 確定本公司證券持有人的受益權利,例如股息、供 查閱資料的要求收取合理費用。 股和紅股等; 所有查閱資料或更正資料的要求應按招股章程「公司資
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• 分發本公司及其附屬公司的通訊; 料」一節所披露或不時通知的本公司註冊地址送交公司 • 編製統計數據和證券持有人資料; 秘書,或向本公司的香港證券登記處的個人資料私隱事 • 披露有關資料以便就權益索償;及 務主任提出。 • 與上述有關的任何其他附帶或相關目的及╱或使本 閣下簽署申請表格或向香港結算發出電子認購指示,即 公司及香港證券登記處能履行對證券持有人及╱或 表示同意上述各項。 監管機構承擔的責任及╱或證券持有人不時同意的 任何其他目的。
本公司及其香港證券登記處所持有關證券持有人的個人 資料將會保密,但本公司及其香港證券登記處可以在為 達到上述任何目的之必要情況下,向下列任何人士披 露,獲取或轉交(無論在香港境內或境外)有關個人資 料:
證券申請人及登記持有人以本身名義申請證券或轉讓或 海外股份登記總處; 受讓證券時或尋求香港證券登記處的服務時,必須向本 • (如證券申請人要求將證券存於中央結算系統)香港 公司或其代理人及香港證券登記處提供準確個人資料。 結算或香港結算代理人;彼等將會就中央結算系統 未能提供所要求的資料可能導致 閣下申請證券被拒或 的運作使用有關個人資料; 延遲,或本公司或其香港證券登記處無法落實轉讓或提 • 向本公司或香港證券登記處提供與其各自業務營運 供服務。此舉也可能妨礙或延遲登記或轉讓 閣下成功 有關的行政、電訊、電腦、付款或其他服務的任何 申請的香港發售股份及╱或寄發 閣下應得的股票及╱ 代理人、承包商或第三方服務供應商; 或退款支票。 • 聯交所、證監會及任何其他法定監管機關或政府部 證券持有人所提供的個人資料如有任何錯誤,須立即通 門或遵照其他法例、規則或法規;及 知本公司及香港證券登記處。 • 證券持有人與其進行或擬進行交易的任何人士或機 構,例如彼等的銀行、律師、會計師或股票經紀 2. 目的 等。 證券持有人的個人資料可被採用及以任何方式持有,處 理及╱或保存,以作下列用途: 4. 個人資料的保留 • 處理 閣下的申請及╱或退款支票(如適用)、核 本公司及其香港證券登記處將按收集個人資料所需的用 實是否符合本申請表格及招股章程載列的條款和申 途保留證券申請人及持有人的個人資料。毋須保留的個 請程序以及公佈香港發售股份的分配結果; 人資料將會根據《條例》銷毀或處理。 • 確保遵守香港及其他地區的適用法律及法規; • 以證券持有人(包括香港結算代理人(如適用))的 5. 查閱和更正個人資料 名義登記新發行證券或轉讓或受讓證券;
證券持有人有權確定本公司或香港證券登記處是否持有 其個人資料,並有權索取有關該資料的副本並更正任何 不準確資料。本公司和香港證券登記處有權就處理任何 查閱資料的要求收取合理費用。 所有查閱資料或更正資料的要求應按招股章程「公司資 料」一節所披露或不時通知的本公司註冊地址送交公司 秘書,或向本公司的香港證券登記處的個人資料私隱事 務主任提出。
閣下簽署申請表格或向香港結算發出電子認購指示,即 表示同意上述各項。