AI assistant
VNET Group, Inc. — Major Shareholding Notification 2013
Feb 6, 2013
31621_mrq_2013-02-06_3095feb2-0717-4b94-a5ea-f5aa0a0b85f9.zip
Major Shareholding Notification
Open in viewerOpens in your device viewer
SC 13G/A 1 d477346dsc13ga.htm SC 13G/A SC 13G/A
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2.
**(Amendment No. 1) ***
21Vianet Group, Inc.
(Name of Issuer)
Class A Ordinary Shares, par value US$0.00001 per share
(Title of Class of Securities)
90138A 10 3
(CUSIP Number)
December 31, 2012
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
- The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 90138A 10 3
| 1. | Names of Reporting Persons Matrix Partners China I, L.P. | |
|---|---|---|
| 2. | Check the Appropriate Box if a | |
| Member of a Group (See Instructions) (a) ¨ (b) ¨ | ||
| 3. | SEC Use Only | |
| 4. | Citizenship or Place of | |
| Organization Cayman Islands | ||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power 0 |
| 6. | Shared Voting Power * 15,678,544 Ordinary Shares | |
| 7. | Sole Dispositive Power 0 | |
| 8. | Shared Dispositive Power * 15,678,544 Ordinary Shares | |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person 15,678,544 Ordinary Shares | |
| 10. | Check if the Aggregate Amount in | |
| Row (9) Excludes Certain Shares (See Instructions) ¨ | ||
| 11. | Percent of Class Represented by | |
| Amount in Row (9) 4.53% ** | ||
| 12. | Type of Reporting Person (See | |
| Instructions) PN |
- Represents Class A Ordinary Shares of the Issuer (collectively with the Class B Ordinary Shares, the Ordinary Shares). Matrix China Management I, L.P. and Matrix China I GP GP, Ltd. are the direct and indirect general partners, respectively, of Matrix Partners China I, L.P. and as such may exercise voting and dispositive power over these shares. Yibo Shao, a director of Matrix China I GP GP, Ltd., may be deemed to share voting and dispositive power over these shares.
** This percentage is calculated based upon 346.4 million Ordinary Shares outstanding (as of September 30, 2012) as reported on the Issuers Form 6-K filed with the Securities and Exchange Commission on November 16, 2012. Six Ordinary Shares are the economic equivalent of one American Depository Share.
CUSIP No. 90138A 10 3
| 1. | Names of Reporting Persons Matrix Partners China I-A, L.P. | |
|---|---|---|
| 2. | Check the Appropriate Box if a | |
| Member of a Group (See Instructions) (a) ¨ (b) ¨ | ||
| 3. | SEC Use Only | |
| 4. | Citizenship or Place of | |
| Organization Cayman Islands | ||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power 0 |
| 6. | Shared Voting Power * 1,588,578 Ordinary Shares | |
| 7. | Sole Dispositive Power 0 | |
| 8. | Shared Dispositive Power * 1,588,578 Ordinary Shares | |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person 1,588,578 Ordinary Shares | |
| 10. | Check if the Aggregate Amount in | |
| Row (9) Excludes Certain Shares (See Instructions) ¨ | ||
| 11. | Percent of Class Represented by | |
| Amount in Row (9) 0.46% ** | ||
| 12. | Type of Reporting Person (See | |
| Instructions) PN |
- Represents Class A Ordinary Shares of the Issuer (collectively with the Class B Ordinary Shares, the Ordinary Shares). Matrix China Management I, L.P. and Matrix China I GP GP, Ltd. are the direct and indirect general partners, respectively, of Matrix Partners China I-A, L.P. and as such may exercise voting and dispositive power over these shares. Yibo Shao, a director of Matrix China I GP GP, Ltd., may be deemed to share voting and dispositive power over these shares.
** This percentage is calculated based upon 346.4 million Ordinary Shares outstanding (as of September 30, 2012) as reported on the Issuers Form 6-K filed with the Securities and Exchange Commission on November 16, 2012. Six Ordinary Shares are the economic equivalent of one American Depository Share.
CUSIP No. 90138A 10 3
| 1. | Names of Reporting Persons Matrix China Management I, L.P. | |
|---|---|---|
| 2. | Check the Appropriate Box if a | |
| Member of a Group (See Instructions) (a) ¨ (b) ¨ | ||
| 3. | SEC Use Only | |
| 4. | Citizenship or Place of | |
| Organization Cayman Islands | ||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power 0 |
| 6. | Shared Voting Power * 17,267,122 Ordinary Shares | |
| 7. | Sole Dispositive Power 0 | |
| 8. | Shared Dispositive Power * 17,267,122 Ordinary Shares | |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person 17,267,122 Ordinary Shares | |
| 10. | Check if the Aggregate Amount in | |
| Row (9) Excludes Certain Shares (See Instructions) ¨ | ||
| 11. | Percent of Class Represented by | |
| Amount in Row (9) 4.98% ** | ||
| 12. | Type of Reporting Person (See | |
| Instructions) PN |
- Represents Class A Ordinary Shares of the Issuer (collectively with the Class B Ordinary Shares, the Ordinary Shares). Consists of 15,678,544 Ordinary Shares held directly by Matrix Partners China I, L.P. and 1,588,578 Ordinary Shares held directly by Matrix Partners China I-A, L.P. Matrix China Management I, L.P. is the direct general partner of Matrix Partners China I, L.P. and Matrix Partners China I-A, L.P. and as such may exercise voting and dispositive power over these shares. Matrix China I GP GP, Ltd. is the general partner of Matrix China Management I, L.P. and as such may exercise voting and dispositive power over these shares. Yibo Shao, a director of Matrix China I GP GP, Ltd., may be deemed to share voting and dispositive power over these shares.
** This percentage is calculated based upon 346.4 million Ordinary Shares outstanding (as of September 30, 2012) as reported on the Issuers Form 6-K filed with the Securities and Exchange Commission on November 16, 2012. Six Ordinary Shares are the economic equivalent of one American Depository Share.
CUSIP No. 90138A 10 3
| 1. | Names of Reporting Persons Matrix China I GP GP, Ltd. | |
|---|---|---|
| 2. | Check the Appropriate Box if a | |
| Member of a Group (See Instructions) (a) ¨ (b) ¨ | ||
| 3. | SEC Use Only | |
| 4. | Citizenship or Place of | |
| Organization Cayman Islands | ||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power 0 |
| 6. | Shared Voting Power * 17,267,122 Ordinary Shares | |
| 7. | Sole Dispositive Power 0 | |
| 8. | Shared Dispositive Power * 17,267,122 Ordinary Shares | |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person 17,267,122 Ordinary Shares | |
| 10. | Check if the Aggregate Amount in | |
| Row (9) Excludes Certain Shares (See Instructions) ¨ | ||
| 11. | Percent of Class Represented by | |
| Amount in Row (9) 4.98% ** | ||
| 12. | Type of Reporting Person (See | |
| Instructions) CO |
- Represents Class A Ordinary Shares of the Issuer (collectively with the Class B Ordinary Shares, the Ordinary Shares). Consists of 15,678,544 Ordinary Shares held directly by Matrix Partners China I, L.P. and 1,588,578 Ordinary Shares held directly by Matrix Partners China I-A, L.P. Matrix China I GP GP, Ltd. is the direct general partner of Matrix China Management I, L.P. and the indirect general partner of Matrix Partners China I, L.P. and Matrix Partners China I-A, L.P. and as such may exercise voting and dispositive power over these shares. Yibo Shao, a director of Matrix China I GP GP, Ltd., may be deemed to share voting and dispositive power over these shares.
** This percentage is calculated based upon 346.4 million Ordinary Shares outstanding (as of September 30, 2012) as reported on the Issuers Form 6-K filed with the Securities and Exchange Commission on November 16, 2012. Six Ordinary Shares are the economic equivalent of one American Depository Share.
CUSIP No. 90138A 10 3
| 1. | Names of Reporting Persons Yibo Shao | |
|---|---|---|
| 2. | Check the Appropriate Box if a | |
| Member of a Group (See Instructions) (a) ¨ (b) ¨ | ||
| 3. | SEC Use Only | |
| 4. | Citizenship or Place of | |
| Organization Peoples Republic of China | ||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power 0 |
| 6. | Shared Voting Power * 17,267,122 Ordinary Shares | |
| 7. | Sole Dispositive Power 0 | |
| 8. | Shared Dispositive Power * 17,267,122 Ordinary Shares | |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person 17,267,122 Ordinary Shares | |
| 10. | Check if the Aggregate Amount in | |
| Row (9) Excludes Certain Shares (See Instructions) ¨ | ||
| 11. | Percent of Class Represented by | |
| Amount in Row (9) 4.98% ** | ||
| 12. | Type of Reporting Person (See | |
| Instructions) IN |
- Represents Class A Ordinary Shares of the Issuer (collectively with the Class B Ordinary Shares, the Ordinary Shares). Consists of 15,678,544 Ordinary Shares held directly by Matrix Partners China I, L.P. and 1,588,578 Ordinary Shares held directly by Matrix Partners China I-A, L.P. Yibo Shao is a director of Matrix China I GP GP, Ltd., which is the direct general partner of Matrix China Management I, L.P. and the indirect general partner of Matrix Partners China I, L.P. and Matrix Partners China I-A, L.P. Pursuant to the operating agreements of Matrix China I GP GP, Ltd., voting and dispositive decisions with respect to portfolio company securities of Matrix Partners China I, L.P. and Matrix Partners China I-A, L.P. require Mr. Shaos consent and, as such, Mr. Shao may be deemed to share voting and dispositive power over these shares.
** This percentage is calculated based upon 346.4 million Ordinary Shares outstanding (as of September 30, 2012) as reported on the Issuers Form 6-K filed with the Securities and Exchange Commission on November 16, 2012. Six Ordinary Shares are the economic equivalent of one American Depository Share.
CUSIP No. 90138A 10 3
| Item 1. | |
|---|---|
| (a) | Name of Issuer 21Vianet Group, |
| Inc. | |
| (b) | Address of Issuers Principal Executive Offices M5, 1JIUXIANQIAO EAST ROAD CHAOYANG DISTRICT BEIJING F4 100016 Peoples Republic of China |
| Item 2. | |
| (a) | Name of Person Filing Matrix Partners China I, L.P. Matrix Partners |
| China I-A, L.P. Matrix China Management I, L.P. Matrix China I GP GP, Ltd. Yibo Shao | |
| (b) | Address of Principal Business Office or, if none, Residence Matrix Partners China I, L.P. Maples Corporate Services Limited PO Box 309 Ugland House Grand Cayman, KY1-1104 Cayman Islands Matrix Partners China I-A, L.P. Maples Corporate Services Limited PO Box 309 Ugland House Grand Cayman, KY1-1104 Cayman Islands Matrix China Management I, L.P. Maples Corporate Services Limited PO Box |
| 309 Ugland House Grand Cayman, | |
| KY1-1104 Cayman Islands Matrix China I GP GP, Ltd. Maples Corporate | |
| Services Limited PO Box 309 Ugland | |
| House Grand Cayman, KY1-1104 Cayman | |
| Islands Yibo Shao Suite 2008 20/F Jardine House 1 Connaught Place Central, Hong Kong | |
| (c) | Citizenship Matrix Partners China I, L.P.: Cayman Islands Matrix Partners China I-A, L.P.: Cayman |
| Islands Matrix China Management I, L.P.: Cayman Islands Matrix China I GP GP, Ltd.: Cayman Islands Yibo Shao: Peoples Republic of | |
| China | |
| (d) | Title of Class of Securities Class A Ordinary Shares, par value US$0.00001 per share (Class A Ordinary |
| Shares) |
(e) CUSIP Number 90138A 10 3
| Item 3. — (a) | ¨ | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
|---|---|---|
| (b) | ¨ | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
| (c) | ¨ | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
| (d) | ¨ | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
| (e) | ¨ | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
| (f) | ¨ | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
| (g) | ¨ | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
| (h) | ¨ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
| (i) | ¨ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
| (j) | ¨ | A non-U.S. institution in accordance with § 240.13d1(b)(1)(ii)(J); |
| (k) | ¨ | Group, in accordance with § 240.13d1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d1(b)(1)(ii)(J), please specify the type of |
| institution: |
ITEM 4. Ownership
The Reporting Persons own Class A Ordinary Shares of the Issuer (collectively with the Class B Ordinary Shares, the Ordinary Shares). The rights of Class A Ordinary Shares and Class B Ordinary Shares are identical, except with respect to voting rights and the fact that Class B Ordinary Shares are convertible on a one-for-one basis into Class A Ordinary Shares at the option of the holder or upon transfer to a person or entity unaffiliated with the holder. Each Class B Ordinary Share is entitled to ten votes per share, whereas each Class A Ordinary Share is entitled to one vote per share. Six Ordinary Shares are the economic equivalent of one American Depository Share.
Matrix Partners China I, L.P. beneficially owns 15,678,544 Ordinary Shares or 4.53% of the outstanding Ordinary Shares, Matrix Partners China I-A, L.P. beneficially owns 1,588,578 Ordinary Shares or 0.46% of the outstanding Ordinary Shares, and each of Matrix China Management I, L.P. and Matrix China I GP GP, Ltd. and Yibo Shao beneficially owns 17,267,122 Ordinary Shares or 4.98% of the outstanding Ordinary Shares.
Matrix Partners China I, L.P. has sole power to vote or direct the vote of zero (0) Ordinary Shares, sole power to dispose or to direct the disposition of zero (0) Ordinary Shares, shared power to vote or to direct the vote of 15,678,544 Ordinary Shares and shared power to dispose or to direct the disposition of 15,678,544 Ordinary Shares.
Matrix Partners China I-A, L.P. has sole power to vote or direct the vote of zero (0) Ordinary Shares, sole power to dispose or to direct the disposition of zero (0) Ordinary Shares, shared power to vote or to direct the vote of 1,588,578 Ordinary Shares and shared power to dispose or to direct the disposition of 1,588,578 Ordinary Shares.
Each of Matrix China Management I, L.P., Matrix China I GP GP, Ltd. and Yibo Shao has sole power to vote or direct the vote of zero (0) Ordinary Shares, sole power to dispose or to direct the disposition of zero (0) Ordinary Shares, shared power to vote or to direct the vote of 17,267,122 Ordinary Shares and shared power to dispose or to direct the disposition of 17,267,122 Ordinary Shares.
ITEM 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x .
CUSIP No. 90138A 10 3
ITEM 6. Ownership of More than Five Percent on Behalf of Another Person
Not Applicable
ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
Not Applicable
ITEM 8. Identification and Classification of Members of the Group
Not Applicable
ITEM 9. Notice of Dissolution of Group
Not Applicable
ITEM 10. Certification
Not Applicable
Exhibits:
Exhibit I: Joint Filing Agreement, dated as of February 6, 2013, by and among Matrix Partners China I, L.P., Matrix Partners China I-A, L.P., Matrix China Management I, L.P., Matrix China I GP GP, Ltd. and Yibo Shao.
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 6, 2013
| M ATRIX P ARTNERS C HINA I, L.P. | |
|---|---|
| By: | Matrix China Management I, L.P. |
| By: | Matrix China I GP GP, Ltd. |
| By: | /s/ David Su |
|---|---|
| Name: | David Su |
| Title: | Director |
| M ATRIX P ARTNERS C HINA I-A, L.P. | |
|---|---|
| By: | Matrix China Management I, L.P. |
| By: | Matrix China I GP GP, Ltd. |
| By: | /s/ David Su |
|---|---|
| Name: | David Su |
| Title: | Director |
| M ATRIX C HINA M ANAGEMENT I, L.P. | |
|---|---|
| By: | Matrix China I GP GP, Ltd. |
| By: | /s/ David Su |
|---|---|
| Name: | David Su |
| Title: | Director |
| M ATRIX C HINA I GP GP, L TD . | |
| By: | /s/ David Su |
| Name: | David Su |
| Title: | Director |
| /s/ Yibo Shao |
|---|
| Y IBO S HAO |