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VivoSim Labs, INC. — Director's Dealing 2016
Jul 14, 2016
35369_dirs_2016-07-13_0a2e3f44-e002-45e9-a9e5-c9010dde2246.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORGANOVO HOLDINGS, INC. (ONVO)
CIK: 0001497253
Period of Report: 2016-07-11
Reporting Person: David Eric (CSO & EVP Pre-Clinical Dev)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-11 | Common Stock | A | 50000 | $0.00 | Acquired | 726306 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-11 | Stock Option (Right to Buy) | $3.99 | A | 100000 | Acquired | 2026-07-11 | Common Stock (100000) | Direct |
Footnotes
F1: Annual long-term equity award approved by the Compensation Committee of the Issuer's Board of Directors.
F2: The shares represent a grant of Restricted Stock Units ("RSUs"). The RSUs represent a right to receive shares of the Issuer's common stock, at no additional conversion or exercise price. The RSUs vest and settle over 16 equal quarterly installments measured from May 15, 2016.
F3: This number does not include 1,070,000 shares of common stock underlying outstanding options held by Dr. David; post-transaction Dr. David beneficially owns or has a right to acquire 1,796,306 shares of common stock.
F4: The option shares vest and become exercisable over 16 equal quarterly installments measured from May 15, 2016.