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VivoSim Labs, INC. — Director's Dealing 2016
Aug 20, 2016
35369_dirs_2016-08-19_62c68a87-c2a6-4501-b6e8-3399591351ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORGANOVO HOLDINGS, INC. (ONVO)
CIK: 0001497253
Period of Report: 2016-08-17
Reporting Person: Malloy Kirk (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-17 | Common Stock | A | 7500 | $0.00 | Acquired | 7500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-17 | Stock Option (Right to Buy) | $4.35 | A | 18500 | Acquired | 2025-08-17 | Common Stock (18500) | Direct |
Footnotes
F1: Annual long-term equity award issued pursuant to the Issuer's non-employee director compensation plan.
F2: The shares represent a grant of Restricted Stock Units ("RSUs"). The RSUs represent a right to receive shares of the Issuer's common stock, at no additional conversion or exercise price. The RSUs vest and settle in full on the earlier of (I) August 15, 2017 or (ii) immediately prior to the Issuer's next annual stockholder meeting.
F3: The option shares vest and become exercisable in full on the earlier of (i) August 15, 2017 or (ii) immediately prior to the Issuer's next annual stockholder meeting.