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VivoSim Labs, INC. — Director's Dealing 2016
Aug 24, 2016
35369_dirs_2016-08-23_fdade412-9ce5-4fc4-87d3-d19ad7f23c4e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORGANOVO HOLDINGS, INC. (ONVO)
CIK: 0001497253
Period of Report: 2016-08-23
Reporting Person: KUSSMAN CRAIG (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-23 | Common Stock | A | 132000 | $0.00 | Acquired | 132000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-23 | Stock Option (Right to Buy) | $4.01 | A | 330000 | Acquired | 2026-08-23 | Common Stock (330000) | Direct |
Footnotes
F1: The shares represent a grant of Restricted Stock Units ("RSUs"). The RSUs represent a right to receive shares of the Issuer's common stock, at no additional conversion or exercise price. 25% of the RSUs vest and settle on August 15, 2017 and the remaining RSUs vest and settle in 12 equal quarterly installments thereafter.
F2: 25% of the option shares vest and become exercisable on August 15, 2017 and the remaining shares vest and become exercisable in 12 equal quarterly installments thereafter.
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