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VivoSim Labs, INC. — Director's Dealing 2015
Aug 25, 2015
35369_dirs_2015-08-24_895f83f8-e6e8-4ddf-98eb-a74177bcac88.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORGANOVO HOLDINGS, INC. (ONVO)
CIK: 0001497253
Period of Report: 2015-08-24
Reporting Person: MICHAELS BARRY D (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-24 | Common Stock | F | 100692 | $2.32 | Disposed | 86808 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-24 | Stock Option (Right to Buy) | $2.32 | A | 100692 | Acquired | 2025-08-24 | Common Stock (100692) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 285646 | Indirect |
Footnotes
F1: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of restricted stock units granted in August 2012 in accordance with the terms of the Reporting Person's Equity Incentive Award Agreement dated August 2012.
F2: This number does not include 1,014,693 shares of common stock underlying outstanding options held by Mr. Michaels; post-transaction Mr. Michaels continues to beneficially own or have a right to acquire 1,387,147 shares of common stock (including the 285,646 shares held by spouse).
F3: The option was automatically issued pursuant to the terms of the Reporting Person's Equity Incentive Award Agreement dated August 2012.