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Vivos Therapeutics, Inc. Director's Dealing 2021

Aug 11, 2021

34780_dirs_2021-08-10_a29e2e8c-0e3c-4307-8b76-42ee0c22a4c8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Vivos Therapeutics, Inc. (VVOS)
CIK: 0001716166
Period of Report: 2021-08-05

Reporting Person: Singh Gurdev Dave (Director, Chief Medical Officer, 10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-05 Stock Option (Right to Buy) $2.72 A 30000 Acquired 2026-08-05 Common Stock (46667) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3219705 Indirect

Footnotes

F1: Shares held by Himmat LP, of which reporting person is a member and manager.

F2: 30,000 stock options granted on August 5, 2021. One-half vested immediately and one-eighth vests quarterly every three months through August 5, 2022.