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Vistra Corp. — Director's Dealing 2023
Aug 16, 2023
29960_dirs_2023-08-15_7e97a1fa-e6ca-4e4f-a474-5e2ba3b94fe7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vistra Corp. (VST)
CIK: 0001692819
Period of Report: 2023-08-11
Reporting Person: Moore Stephanie Zapata (EVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-11 | Common Stock | M | 85534 | $19.68 | Acquired | 223316 | Direct |
| 2023-08-11 | Common Stock | S | 85534 | $30.553 | Disposed | 137782 | Direct |
| 2023-08-11 | Common Stock | M | 37128 | $18.90 | Acquired | 174910 | Direct |
| 2023-08-11 | Common Stock | S | 37128 | $30.60 | Disposed | 137782 | Direct |
| 2023-08-14 | Common Stock | M | 107466 | $19.68 | Acquired | 245248 | Direct |
| 2023-08-14 | Common Stock | S | 107466 | $30.216 | Disposed | 137782 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-08-11 | 2018 Employee Stock Option (right to buy) | $19.68 | M | 85534 | Disposed | 2027-04-09 | Common Stock (85534) | Direct |
| 2023-08-11 | 2017 Employee Stock Option (right to buy) | $18.90 | M | 37128 | Disposed | 2028-03-31 | Common Stock (37128) | Direct |
| 2023-08-14 | 2018 Employee Stock Option (right to buy) | $19.68 | M | 107466 | Disposed | 2027-04-09 | Common Stock (107466) | Direct |
Footnotes
F1: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.85, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $30.76, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $30.09 to $30.33, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4: The 2018 employee stock options vested in two equal installments beginning April 9, 2022.
F5: This reflects an upward adjustment of 110 shares to include options granted in 2018 that were omitted from the Form 4 filed April 5, 2019 (and subsequent Forms 4s) due to a clerical error.
F6: The 2017 employee stock options vested in three equal installments beginning March 31, 2019.