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VISTEON CORP — Major Shareholding Notification 2010
Mar 25, 2010
31294_mrq_2010-03-25_219f2f61-fffb-4170-9e53-0f9c5371f9d3.zip
Major Shareholding Notification
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PAGEBREAK
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13-d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13-d-2(a) (Amendment No. 1 )*
Visteon Corporation
(Name of Issuer)
Common Stock, $1.00 par value
(Title of Class of Securities)
92839U107
(CUSIP Number)
Shulamit Leviant, Esq. c/o Davidson Kempner Partners New York, New York, 10022 (212) 446-4053
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
Copies to: Martin J. Bienenstock Timothy Q. Karcher Philip Abelson Dewey & LeBoeuf LLP 1301 Avenue of the Americas New York, NY 10019 (212) 259-8000
March 25, 2010
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
(Continued on following pages)
- The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes ).
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CUSIP No. 92839U107 Page 2 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS Davidson Kempner Partners | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| WC | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| New York | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 300,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 300,000 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 300,000 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 0.23% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| PN |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
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CUSIP No. 92839U107 Page 3 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS Davidson Kempner Institutional Partners, L.P. | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| WC | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| Delaware | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 630,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 630,000 | ||
| 11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 630,000 | ||
| 12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 0.48% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| PN |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
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CUSIP No. 92839U107 Page 4 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS M.H. Davidson & Co. | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| WC | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| New York | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 54,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 54,000 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 54,000 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 0.04% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| PN |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
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CUSIP No. 92839U107 Page 5 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS Davidson Kempner International, Ltd. | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| WC | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| British Virgin Islands | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 702,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 702,000 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 702,000 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 0.54% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| CO |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
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CUSIP No. 92839U107 Page 6 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS Davidson Kempner Distressed Opportunities Fund LP | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| WC | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| Delaware | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 1,362,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 1,362,000 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 1,362,000 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 1.05% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| PN |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
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CUSIP No. 92839U107 Page 7 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS Davidson Kempner Distressed Opportunities International Ltd. | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| WC | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| Cayman Islands | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 2,952,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 2,952,000 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 2,952,000 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 2.27% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| CO |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
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CUSIP No. 92839U107 Page 8 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS MHD Management Co. | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| AF | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| New York | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 300,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 300,000 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 300,000 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 0.23% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| PN |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
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CUSIP No. 92839U107 Page 9 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS MHD Management Co. GP, L.L.C. | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| AF | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| Delaware | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 300,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 300,000 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 300,000 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 0.23% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| OO |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
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CUSIP No. 92839U107 Page 10 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS M.H. Davidson & Co. GP, L.L.C. | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| AF | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| Delaware | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 54,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 54,000 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 54,000 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 0.04% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| OO |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
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CUSIP No. 92839U107 Page 11 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS Davidson Kempner Advisers Inc. | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| AF | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| New York | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 630,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 630,000 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 630,000 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 0.48% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| IA |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
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CUSIP No. 92839U107 Page 12 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS Davidson Kempner International Advisors, L.L.C. | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| AF | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| Delaware | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 702,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 702,000 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 702,000 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 0.54% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| OO |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
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CUSIP No. 92839U107 Page 13 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS DK Group LLC | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| AF | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| Delaware | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 1,362,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 1,362,000 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 1,362,000 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 1.05% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| OO |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
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CUSIP No. 92839U107 Page 14 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS DK Management Partners LP | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| AF | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| Delaware | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 2,952,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 2,952,000 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 2,952,000 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 2.27% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| PN |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
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CUSIP No. 92839U107 Page 15 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS DK Stillwater GP LLC | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| AF | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| Delaware | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 2,952,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 2,952,000 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 2,952,000 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 2.27% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| OO |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
PAGEBREAK
CUSIP No. 92839U107 Page 16 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS Thomas L. Kempner, Jr. | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| AF | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| United States of America | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 6,000,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 6,000,000 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 6,000,000 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 4.60% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| IN |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
PAGEBREAK
CUSIP No. 92839U107 Page 17 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS Stephen M. Dowicz | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| AF | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| United States of America | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 6,000,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 6,000,000 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 6,000,000 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 4.60% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| IN |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
PAGEBREAK
CUSIP No. 92839U107 Page 18 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS Scott E. Davidson | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| AF | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| United States of America | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 6,000,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 6,000,000 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 6,000,000 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 4.60% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| IN |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
PAGEBREAK
CUSIP No. 92839U107 Page 19 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS Timothy I. Levart | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| AF | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| United States of America and the United Kingdom | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 6,000,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 6,000,000 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 6,000,000 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 4.60% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| IN |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
PAGEBREAK
CUSIP No. 92839U107 Page 20 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS Robert J. Brivio, Jr. | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| AF | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| United States of America | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 6,000,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 6,000,000 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 6,000,000 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 4.60% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| IN |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
PAGEBREAK
CUSIP No. 92839U107 Page 21 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS Eric P. Epstein | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| AF | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| United States of America | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 6,000,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 6,000,000 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 6,000,000 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 4.60% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| IN |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
PAGEBREAK
CUSIP No. 92839U107 Page 22 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS Anthony A. Yoseloff | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| AF | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| United States of America | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 6,000,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 6,000,000 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 6,000,000 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 4.60% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| IN |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
PAGEBREAK
CUSIP No. 92839U107 Page 23 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS Avram Z. Friedman | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| AF | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| United States of America | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 6,000,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 6,000,000 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 6,000,000 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 4.60% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| IN |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
PAGEBREAK
CUSIP No. 92839U107 Page 24 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS Conor Bastable | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| AF | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| United States of America | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 6,000,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 6,000,000 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 6,000,000 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 4.60% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| IN |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
PAGEBREAK
CUSIP No. 92839U107 Page 25 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS Brigade Capital Management, LLC | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| AF | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| Delaware | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 3,350,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 3,350,000 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 3,350,000 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 2.57% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| IA |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
PAGEBREAK
CUSIP No. 92839U107 Page 26 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS Brigade Leveraged Capital Structures Fund Ltd. | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| WC | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| Cayman Islands | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 3,350,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 3,350,000 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 3,350,000 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 2.57% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| CO |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
PAGEBREAK
CUSIP No. 92839U107 Page 27 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS Donald E. Morgan, III | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| AF | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| United States of America | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 3,350,000 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 3,350,000 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 3,350,000 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 2.57% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| IN |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
PAGEBREAK
CUSIP No. 92839U107 Page 28 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS Plainfield Asset Management LLC | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| OO | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| Delaware | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 902,500 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 902,500 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 902,500 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 0.69% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| CO |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
PAGEBREAK
CUSIP No. 92839U107 Page 29 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS Plainfield OC Master Fund Limited | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| OO | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| Cayman Islands | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 225,625 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 225,625 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 225,625 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 0.17% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| CO |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
PAGEBREAK
CUSIP No. 92839U107 Page 30 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS Plainfield Liquid Strategies Master Fund Limited | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| OO | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| Cayman Islands | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 45,125 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 45,125 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 45,125 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 0.03% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| CO |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
PAGEBREAK
CUSIP No. 92839U107 Page 31 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS Plainfield Special Situations Master Fund II Limited | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| OO | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| Cayman Islands | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 631,750 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 631,750 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 631,750 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 0.48% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| CO |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
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CUSIP No. 92839U107 Page 32 of 45 Pages
| 1. | NAMES OF REPORTING PERSONS Max Holmes | |
|---|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) þ | ||
| (b) o | ||
| 3. | SEC USE ONLY | |
| 4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |
| OO | ||
| 5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | |
| o | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| United States of America | ||
| 7. | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 8. | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 902,500 | |
| EACH | 9. | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 10. | SHARED DISPOSITIVE POWER |
| 902,500 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 902,500 | ||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |
| 0.69% 1 | ||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| IN |
1 Based on 130,324,581 shares of Common Stock outstanding as of February 22, 2010, as reported by Visteon Corporation in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on February 26, 2010.
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CUSIP No. 92839U107 Page 33 of 45 Pages
This statement amends and supplements the information set forth in the Schedule 13D filed by the Reporting Persons (as defined therein) with the U.S. Securities and Exchange Commission on March 9, 2010 (the Schedule 13D), relating to the shares of Common Stock, $1.00 par value, of Visteon Corporation, a Delaware corporation (the Issuer), and constitutes Amendment No. 1 to the Schedule 13D. Capitalized terms used herein without definition shall have the meaning assigned to such terms in the Schedule 13D.
Item 3. Source and Amount of Funds or Other Consideration.
Item 3 of the Schedule 13D is hereby amended and restated in its entirety as follows:
Davidson Kempner Filing Persons
The funds for the purchase of the Shares beneficially owned by the Davidson Kempner Filing Persons were derived from the working capital of DKP, DKIP, DKIL, CO, DKDOF and DKDOI. No borrowed funds were used to purchase the Shares held by the Davidson Kempner Filing Persons, other than borrowed funds used for working capital purposes in the ordinary course of business, including, in certain cases, through borrowings from margin accounts. A total of approximately $2,905,883.35 was paid to acquire such Shares.
Brigade Filing Persons
The funds for the purchase of the Shares beneficially owned by the Brigade Filing Persons were delivered from the working capital of Brigade Fund. No borrowed funds were used to purchase the Shares held by the Brigade Filing Persons, other than borrowed funds used for working capital purposes in the ordinary course of business, including, in certain cases, through borrowings from margin accounts. A total of approximately $2,030,486 was paid to acquire such Shares.
Plainfield Filing Persons
The funds for the purchase of the Shares beneficially owned by the Plainfield Filing Persons were delivered from their respective working capital. No borrowed funds were used to purchase the Shares held by the Plainfield Filing Persons, other than borrowed funds used for working capital purposes in the ordinary course of business, including, in certain cases, through borrowings from margin accounts. A total of approximately $253,800 was paid to acquire such Shares.
Item 4. Purpose of Transaction.
Item 4 of the Schedule 13D is hereby supplemented by adding the following at the end thereof:
On March 25, 2010, the Reporting Persons approved a letter to be sent to the Board of Directors of the Issuer (the Board) relating to the chapter 11 plan that the Issuer has recently proposed. A copy of the letter is attached hereto as Exhibit 99.4 and is incorporated herein by reference in its entirety.
Item 5. Interest in Securities of the Issuer.
Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows:
Folio /Folio
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CUSIP No. 92839U107 Page 34 of 45 Pages
The aggregate number of Shares to which this Schedule 13D relates is 10,252,500, representing 7.87% of the 130,324,581 Shares outstanding as reported in the Issuers Annual Report on Form 10-K filed with the SEC on February 26, 2010.
Davidson Kempner Filing Persons
(a) (b) The information set forth in Rows 7 through 13 of the cover page hereto for the Davidson Kempner Filing Persons is incorporated herein by reference.
(c) Information with respect to all transactions in the Shares which were effected during the past 60 days by each of the Davidson Kempner Filing Persons is set forth on Appendix B hereto and incorporated herein by reference. All such transactions were effected as brokered transactions.
(d) No other person is known to the Davidson Kempner Filing Persons to have the right to receive or the power to direct the receipt of dividends from, or proceeds from the sale of, any Shares beneficially owned by the Reporting Persons.
(e) Not applicable.
Brigade Filing Persons
(a) (b) The information set forth in Rows 7 through 13 of the cover page hereto for the Brigade Filing Persons is incorporated herein by reference.
(c) Information with respect to all transactions in the Shares which were effected during the past 60 days by each of the Brigade Filing Persons is set forth on Appendix B hereto and incorporated herein by reference. All such transactions were effected as brokered transactions.
(d) No other person is known to the Brigade Filing Persons to have the right to receive or the power to direct the receipt of dividends from, or proceeds from the sale of, any Shares beneficially owned by the Reporting Persons.
(e) Not applicable.
Plainfield Filing Persons
(a) (b) The information set forth in Rows 7 through 13 of the cover page hereto for the Plainfield Filing Persons is incorporated herein by reference.
(c) Information with respect to all transactions in the Shares which were effected during the past 60 days by each of the Plainfield Filing Persons and officers and directors is set forth on Appendix B hereto and incorporated herein by reference. All such transactions were effected as brokered transactions.
(d) No other person is known to the Plainfield Filing Persons to have the right to receive or the power to direct the receipt of dividends from, or proceeds from the sale of, any Shares beneficially owned by the Reporting Persons.
Folio /Folio
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CUSIP No. 92839U107 Page 35 of 45 Pages
(e) Not applicable.
Item 7. Material to be Filed as Exhibits.
Item 7 of the Schedule 13D is hereby supplemented by adding the following at the end thereof:
Appendix B: Transactions Effected During the Past 60 Days.
Exhibit 99.4: Letter to the Board of the Issuer, dated March 25, 2010.
Folio /Folio
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CUSIP No. 92839U107 Page 36 of 45 Pages
Signature
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
March 25, 2010
| DAVIDSON KEMPNER PARTNERS By: MHD Management Co., its General Partner By: MHD Management Co. GP, L.L.C., its General Partner — By: | /s/ Thomas L. Kempner, Jr. | |
|---|---|---|
| Name: | Thomas L. Kempner, Jr. | |
| Title: | Executive Managing Member | |
| DAVIDSON KEMPNER INSTITUTIONAL PARTNERS, L.P. By: Davidson Kempner Advisers Inc., its General Partner | ||
| By: | /s/ Thomas L. Kempner, Jr. | |
| Name: | Thomas L. Kempner, Jr. | |
| Title: | President | |
| M.H. DAVIDSON & CO. By: M.H. Davidson & Co. GP, L.L.C., its General Partner | ||
| By: | /s/ Thomas L. Kempner, Jr. | |
| Name: | Thomas L. Kempner, Jr. | |
| Title: | Executive Managing Member |
Folio /Folio
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CUSIP No. 92839U107 Page 37 of 45 Pages
| M.H. DAVIDSON & CO. GP, L.L.C. — By: | /s/ Thomas L. Kempner, Jr. | |
|---|---|---|
| Name: | Thomas L. Kempner, Jr. | |
| Title: | Executive Managing Member | |
| DAVIDSON KEMPNER INTERNATIONAL, LTD. By: Davidson Kempner International Advisors, L.L.C., its Investment Manager | ||
| By: | /s/ Thomas L. Kempner, Jr. | |
| Name: | Thomas L. Kempner, Jr. | |
| Title: | Executive Managing Member | |
| MHD MANAGEMENT CO. By: MHD Management Co. GP, L.L.C., its General Partner | ||
| By: | /s/ Thomas L. Kempner, Jr. | |
| Name: | Thomas L. Kempner, Jr. | |
| Title: | Executive Managing Member | |
| MHD MANAGEMENT CO. GP, L.L.C. | ||
| By: | /s/ Thomas L. Kempner, Jr. | |
| Name: | Thomas L. Kempner, Jr. | |
| Title: | Executive Managing Member | |
| DAVIDSON KEMPNER ADVISERS INC. | ||
| By: | /s/ Thomas L. Kempner, Jr. | |
| Name: | Thomas L. Kempner, Jr. | |
| Title: | President | |
| DAVIDSON KEMPNER INTERNATIONAL ADVISORS, L.L.C. | ||
| By: | /s/ Thomas L. Kempner, Jr. | |
| Name: | Thomas L. Kempner, Jr. | |
| Title: | Executive Managing Member |
Folio /Folio
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CUSIP No. 92839U107 Page 38 of 45 Pages
| DAVIDSON KEMPNER DISTRESSED OPPORTUNITIES FUND LP By: DK Group LLC, its General Partner — By: | /s/ Thomas L. Kempner, Jr. | |
|---|---|---|
| Name: | Thomas L. Kempner, Jr. | |
| Title: | Executive Managing Member | |
| DAVIDSON KEMPNER DISTRESSED OPPORTUNITIES INTERNATIONAL LTD. By: DK Management Partners LP, its Investment Manager By: DK Stillwater GP LLC, its General Partner | ||
| By: | /s/ Thomas L. Kempner, Jr. | |
| Name: | Thomas L. Kempner, Jr. | |
| Title: | Executive Managing Member | |
| DK GROUP LLC | ||
| By: | /s/ Thomas L. Kempner, Jr. | |
| Name: | Thomas L. Kempner, Jr. | |
| Title: | Executive Managing Member | |
| DK MANAGEMENT PARTNERS LP By: DK Stillwater GP LLC, its General Partner | ||
| By: | /s/ Thomas L. Kempner, Jr. | |
| Name: | Thomas L. Kempner, Jr. | |
| Title: | Executive Managing Member |
Folio /Folio
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CUSIP No. 92839U107 Page 39 of 45 Pages
| DK STILLWATER GP LLC — By: | /s/ Thomas L. Kempner, Jr. | |
|---|---|---|
| Name: | Thomas L. Kempner, Jr. | |
| Title: | Executive Managing Member | |
| /s/ Thomas L. Kempner, Jr. | ||
| Thomas L. Kempner, Jr. | ||
| /s/ Stephen M. Dowicz | ||
| Stephen M. Dowicz | ||
| /s/ Scott E. Davidson | ||
| Scott E. Davidson | ||
| /s/ Timothy I. Levart | ||
| Timothy I. Levart | ||
| /s/ Robert J. Brivio, Jr. | ||
| Robert J. Brivio, Jr. | ||
| /s/ Eric P. Epstein | ||
| Eric P. Epstein | ||
| /s/ Anthony A. Yoseloff | ||
| Anthony A. Yoseloff | ||
| /s/ Avram Z. Friedman | ||
| Avram Z. Friedman | ||
| /s/ Conor Bastable | ||
| Conor Bastable |
Folio /Folio
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CUSIP No. 92839U107 Page 40 of 45 Pages
| BRIGADE CAPITAL MANAGEMENT, LLC — By: | /s/ Donald E. Morgan, III | |
|---|---|---|
| Name: | Donald E. Morgan, III | |
| Title: | Managing Member | |
| BRIGADE LEVERAGED CAPITAL STRUCTURES FUND LTD. By: Brigade Capital Management, LLC, its Investment Manager | ||
| By: | /s/ Donald E. Morgan, III | |
| Name: | Donald E. Morgan, III | |
| Title: | Managing Member | |
| /s/ Donald E. Morgan, III | ||
| Donald E. Morgan, III | ||
| PLAINFIELD ASSET MANAGEMENT LLC | ||
| By: | /s/ Thomas X. Fritsch | |
| Name: | Thomas X. Fritsch | |
| Title: | Partner and General Counsel | |
| PLAINFIELD OC MASTER FUND LIMITED | ||
| By: | /s/ Thomas X. Fritsch | |
| Name: | Thomas X. Fritsch | |
| Title: | Authorized Individual | |
| PLAINFIELD LIQUID STRATEGIES MASTER FUND LIMITED | ||
| By: | /s/ Thomas X. Fritsch | |
| Name: | Thomas X. Fritsch | |
| Title: | Authorized Individual |
Folio /Folio
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CUSIP No. 92839U107 Page 41 of 45 Pages
| PLAINFIELD SPECIAL SITUATIONS MASTER FUND II LIMITED — By: | /s/ Thomas X. Fritsch | |
|---|---|---|
| Name: | Thomas X. Fritsch | |
| Title: | Authorized Individual | |
| MAX HOLMES | ||
| /s/ Thomas X. Fritsch | ||
| Thomas X. Fritsch | ||
| Attorney-in-Fact* |
- Duly authorized pursuant to the Power of Attorney, dated February 1, 2007, by and on behalf of Max Holmes, appointing Thomas X. Fritsch as his attorney-in-fact, which Power of Attorney was attached as Exhibit A to Amendment No. 1 to the Schedule 13G filed with the SEC by Plainfield Asset Management LLC and Plainfield Special Situations Master Fund Limited with respect to the equity securities of Riviera Holdings Corporation on February 2, 2007 and is incorporated by reference herein.
Folio /Folio
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CUSIP No. 92839U107 Page 42 of 45 Pages
APPENDIX B
TRANSACTIONS IN THE SHARES EFFECTED BY THE REPORTING PERSONS DURING THE PAST SIXTY DAYS (UNLESS OTHERWISE STATED, ALL TRANSACTIONS WERE EFFECTED IN THE OPEN MARKET)
M.H. DAVIDSON & CO.
| Date of Trade | Price per Share | |
|---|---|---|
| 02/26/10 | 19,056 | $ 0.2610 |
| 02/26/10 | 7,944 | 0.3442 |
| 03/01/10 | 990 | 0.3863 |
| 03/01/10 | 16,110 | 0.7701 |
| 03/01/10 | 900 | 0.7000 |
| 03/03/10 | 9,000 | 0.5147 |
DAVIDSON KEMPNER DISTRESSED OPPORTUNITIES FUND LP
| Date of Trade | Price per Share | |
|---|---|---|
| 02/26/10 | 480,635 | $ 0.2610 |
| 02/26/10 | 200,365 | 0.3442 |
| 03/01/10 | 24,970 | 0.3863 |
| 03/01/10 | 406,330 | 0.7701 |
| 03/01/10 | 22,700 | 0.7000 |
| 03/03/10 | 227,000 | 0.5147 |
DAVIDSON KEMPNER DISTRESSED OPPORTUNITIES INTERNATIONAL LTD.
| Date of Trade | Price per Share | |
|---|---|---|
| 02/26/10 | 1,041,731 | $ 0.2610 |
| 02/26/10 | 434,269 | 0.3442 |
| 03/01/10 | 54,120 | 0.3863 |
| 03/01/10 | 880,680 | 0.7701 |
| 03/01/10 | 49,200 | 0.7000 |
| 03/03/10 | 492,000 | 0.5147 |
DAVIDSON KEMPNER INTERNATIONAL, LTD.
| Date of Trade | Price per Share | |
|---|---|---|
| 02/26/10 | 247,728 | $ 0.2610 |
| 02/26/10 | 103,272 | 0.3442 |
| 03/01/10 | 12,870 | 0.3863 |
| 03/01/10 | 209,430 | 0.7701 |
| 03/01/10 | 11,700 | 0.7000 |
| 03/03/10 | 117,000 | 0.5147 |
Folio /Folio
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CUSIP No. 92839U107 Page 43 of 45 Pages
DAVIDSON KEMPNER INSTITUTIONAL PARTNERS, L.P.
| Date of Trade | Price per Share | |
|---|---|---|
| 02/26/10 | 222,320 | $ 0.2610 |
| 02/26/10 | 92,680 | 0.3442 |
| 03/01/10 | 11,550 | 0.3863 |
| 03/01/10 | 187,950 | 0.7701 |
| 03/01/10 | 10,500 | 0.7000 |
| 03/03/10 | 105,000 | 0.5147 |
DAVIDSON KEMPNER PARTNERS
| Date of Trade | Price per Share | |
|---|---|---|
| 02/26/10 | 105,867 | $ 0.2610 |
| 02/26/10 | 44,133 | 0.3442 |
| 03/01/10 | 5,500 | 0.3863 |
| 03/01/10 | 89,500 | 0.7701 |
| 03/01/10 | 5,000 | 0.7000 |
| 03/03/10 | 50,000 | 0.5147 |
BRIGADE LEVERAGED CAPITAL STRUCTURES FUND LTD.
| Date of Trade | Price per Share | |
|---|---|---|
| 03/02/10 | 276,000 | $ 0.51471959 |
| 03/03/10 | 1,224,000 | 0.52093174 |
| 03/03/10 | 500,000 | 0.55 |
| 03/05/10 | 500,000 | 0.9076 |
| 03/08/10 | 100,000 | 0.7477 |
| 03/16/10 | 500,000 | 0.570 |
| 03/16/10 | 250,000 | 0.549 |
PLAINFIELD OC MASTER FUND LIMITED
| Date of Trade | Price per Share | |
|---|---|---|
| 02/26/10 | 175,000 | $ 0.14 |
| 03/04/10 | 50,000 | 0.77 |
| 03/19/10 | 625 | 0.72 |
PLAINFIELD LIQUID STRATEGIES MASTER FUND LIMITED
| Date of Trade | Price per Share | |
|---|---|---|
| 02/26/10 | 35,000 | $ 0.14 |
| 03/04/10 | 10,000 | 0.77 |
| 03/19/10 | 125 | 0.72 |
PLAINFIELD SPECIAL SITUATIONS MASTER FUND II LIMITED
Folio /Folio
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CUSIP No. 92839U107 Page 44 of 45 Pages
| Date of Trade | Price per Share | |
|---|---|---|
| 02/26/10 | 490,000 | $ 0.14 |
| 03/04/10 | 140,000 | 0.77 |
| 03/19/10 | 1,750 | 0.72 |
Folio /Folio