AI assistant
VISTA GOLD CORP — Director's Dealing 2021
Mar 3, 2021
33824_dirs_2021-03-03_59b3fc7c-50c6-4187-8c23-0752a8be1449.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VISTA GOLD CORP (VGZ)
CIK: 0000783324
Period of Report: 2021-03-01
Reporting Person: Rozelle John W. (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-01 | Common Shares | M | 65206 | — | Acquired | 475292 | Direct |
| 2021-03-01 | Common Shares | F | 24126 | $0.95 | Disposed | 451166 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-01 | Restricted Stock Units | $ | D | 2794 | Disposed | 2023-03-01 | Common Shares (2794) | Direct |
| 2021-03-01 | Restricted Stock Units | $ | M | 65206 | Disposed | 2023-03-01 | Common Shares (65206) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock.
F2: The RSUs were granted on March 1, 2020, and reported on a Form 4 filed with the Securities and Exchange Commission on March 4, 2020. Vesting of 72,000 of the RSUs will occur on 3/1/2022; vesting is contingent upon share price performance criteria for the Issuer's common shares during the two-year vesting period. Vesting of 48,000 RSUs occurs as follows: 1/3 on March 1, 2021; 1/3 on March 1, 2022; and 1/3 on March 1, 2023. The remaining RSUs were subject to performance criteria.