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VISTA GOLD CORP — Director's Dealing 2021
Aug 2, 2021
33824_dirs_2021-08-02_c0fa8982-faac-4b65-8581-94493e778aa2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VISTA GOLD CORP (VGZ)
CIK: 0000783324
Period of Report: 2021-07-30
Reporting Person: Tobler Douglas L. (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-30 | Common Shares | M | 11880 | — | Acquired | 102686 | Direct |
| 2021-07-30 | Common Shares | F | 5215 | $0.91 | Disposed | 97471 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-30 | Restricted Stock Units | $0 | M | 11880 | Disposed | 2022-07-30 | Common Shares (11880) | Direct |
| 2021-07-30 | Restricted Stock Units (Common Shares) | $0 | D | 18787 | Disposed | 2022-07-30 | Common Shares (18787) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU").
F2: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 11,880 restricted stock units granted to the reporting person on July 30, 2019.
F3: The RSUs granted on 7/30/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 7/30/2019, vest as follows: Vesting of 17,000 of the RSUs occurs over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 25,000 of the RSUs occured on 7/30/2021; vesting was contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.