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VISA INC. — Director's Dealing 2021
Dec 2, 2021
29744_dirs_2021-12-01_76afa67e-a2ab-4ab2-86c0-9a9593b64353.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VISA INC. (V)
CIK: 0001403161
Period of Report: 2021-11-30
Reporting Person: KELLY ALFRED F JR (Director, CHAIRMAN & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-30 | Class A Common Stock | M | 3000 | $80.82 | Acquired | 152459 | Direct |
| 2021-11-30 | Class A Common Stock | M | 3000 | $109.82 | Acquired | 155459 | Direct |
| 2021-11-30 | Class A Common Stock | S | 9000 | $195.27 | Disposed | 146459 | Direct |
| 2021-11-30 | Class A Common Stock | M | 70467 | — | Acquired | 216926 | Direct |
| 2021-11-30 | Class A Common Stock | F | 37064 | $193.77 | Disposed | 179862 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-30 | Employee Stock Option (Right to Buy) | $80.82 | M | 3000 | Disposed | 2026-11-19 | Class A Common Stock (3000) | Direct |
| 2021-11-30 | Employee Stock Option (Right to Buy) | $109.82 | M | 3000 | Disposed | 2027-11-19 | Class A Common Stock (3000) | Direct |
| 2021-11-30 | Performance Share Award | $ | A | 70467 | Acquired | Class A Common Stock (70467) | Direct | |
| 2021-11-30 | Performance Share Award | $ | M | 70467 | Disposed | Class A Common Stock (70467) | Direct |
Footnotes
F1: This transaction was made pursuant to a Rule 10b5-1 trading plan dated September 13, 2021 adopted by the reporting person.
F2: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value.
F3: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The option was granted on November 19, 2016.
F4: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The option was granted on November 19, 2017.
F5: Represents performance shares earned pursuant to the November 19, 2018 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period.