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VISA INC. — Director's Dealing 2019
Feb 11, 2019
29744_dirs_2019-02-11_0d15677d-e229-4ab2-b9e8-df472dfe2d17.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VISA INC. (V)
CIK: 0001403161
Period of Report: 2019-02-07
Reporting Person: RICHEY ELLEN (VICE CHAIRMAN & CRO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-07 | Class A Common Stock | M | 19104 | $19.95 | Acquired | 19104 | Direct |
| 2019-02-07 | Class A Common Stock | M | 42328 | $23.16 | Acquired | 61432 | Direct |
| 2019-02-07 | Class A Common Stock | J | 61432 | — | Disposed | 0 | Direct |
| 2019-02-07 | Class A Common Stock | J | 61432 | — | Acquired | 109928 | Indirect |
| 2019-02-07 | Class A Common Stock | S | 81005 | $139.9888 | Disposed | 28923 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-07 | Employee Stock Option (Right to Buy) | $19.95 | M | 19104 | Disposed | 2020-11-05 | Class A Common Stock (19104) | Direct |
| 2019-02-07 | Employee Stock Option (Right to Buy) | $23.16 | M | 42328 | Disposed | 2021-11-05 | Class A Common Stock (42328) | Direct |
Footnotes
F1: Since the date of the reporting person's last ownership report, 18,059 which were previously held directly were transferred to the Richey 2007 Trust u/a/d 11-29-2007, of which Ms. Richey is the sole trustee and beneficiary.
F2: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2018.
F3: The price reported in column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $139.2300 - $141.0200, inclusive. The reporting person undertakes to provide to Visa Inc., any security holder of Visa Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this Form 4.
F4: This option was granted on November 5, 2010 and vested in three installments over a three-year period after the date of grant.
F5: This option was granted on November 5, 2011 and vested in three installments over a three-year period after the date of grant.