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VISA INC. — Director's Dealing 2017
Nov 22, 2017
29744_dirs_2017-11-21_dd3db84e-dfaf-4d43-be50-1de616737a6f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VISA INC. (V)
CIK: 0001403161
Period of Report: 2017-11-19
Reporting Person: RICHEY ELLEN (VICE CHAIRMAN & CRO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-19 | Class A Common Stock | M | 2396 | — | Acquired | 2396 | Direct |
| 2017-11-19 | Class A Common Stock | M | 2402 | — | Acquired | 4798 | Direct |
| 2017-11-19 | Class A Common Stock | M | 2113 | — | Acquired | 6911 | Direct |
| 2017-11-19 | Class A Common Stock | F | 3494 | $109.82 | Disposed | 3417 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-19 | Restricted Stock Units | $ | M | 2396 | Disposed | Class A Common Stock (2396) | Direct | |
| 2017-11-19 | Restricted Stock Units | $ | M | 2402 | Disposed | Class A Common Stock (2402) | Direct | |
| 2017-11-19 | Restricted Stock Units | $ | M | 2113 | Disposed | Class A Common Stock (2113) | Direct | |
| 2017-11-19 | Employee Stock Option (Right to Buy) | $109.82 | A | 41942 | Acquired | 2027-11-19 | Class A Common Stock (41942) | Direct |
| 2017-11-19 | Restricted Stock Units | $ | A | 6829 | Acquired | Class A Common Stock (6829) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 14942 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2014.
F2: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2015.
F3: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2016.
F4: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The option was granted on November 19, 2017.
F5: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017.