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VISA INC. — Director's Dealing 2015
Nov 24, 2015
29744_dirs_2015-11-23_15a8f45d-800b-4863-a084-609c567e3961.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VISA INC. (V)
CIK: 0001403161
Period of Report: 2015-11-19
Reporting Person: RICHEY ELLEN (VICE CHAIR RISK & PUB POLICY)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-19 | Class A Common Stock | M | 3780 | — | Acquired | 22092 | Direct |
| 2015-11-19 | Class A Common Stock | M | 2428 | — | Acquired | 24520 | Direct |
| 2015-11-19 | Class A Common Stock | M | 2392 | — | Acquired | 26912 | Direct |
| 2015-11-19 | Class A Common Stock | F | 13842 | $80.15 | Disposed | 13070 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-19 | Restricted Stock Units | $ | M | 3780 | Disposed | Class A Common Stock (3780) | Direct | |
| 2015-11-19 | Restricted Stock Units | $ | M | 2428 | Disposed | Class A Common Stock (2428) | Direct | |
| 2015-11-19 | Restricted Stock Units | $ | M | 2392 | Disposed | Class A Common Stock (2392) | Direct | |
| 2015-11-19 | Employee Stock Option (Right to Buy) | $80.15 | A | 38272 | Acquired | 2025-11-19 | Class A Common Stock (38272) | Direct |
| 2015-11-19 | Restricted Stock Units | $ | A | 7205 | Acquired | Class A Common Stock (7205) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 58084 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.
F2: Since the date of the reporting person's last ownership report, 18,736 shares which were previously held directly were transferred to the Richey 2007 Trust u/a/d 11-29-2007, of which Ms. Richey is the sole trustee and beneficiary.
F3: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.