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VISA INC. — Director's Dealing 2014
May 12, 2014
29744_dirs_2014-05-12_3c09d3c5-c281-42a5-a4ae-c98da43593ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VISA INC. (V)
CIK: 0001403161
Period of Report: 2014-05-08
Reporting Person: POLLITT BYRON H JR (CHIEF FINANCIAL OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-06 | Class A Common Stock | G | 9400 | — | Disposed | 72134 | Indirect |
| 2014-05-08 | Class A Common Stock | M | 50865 | — | Acquired | 68698 | Direct |
| 2014-05-08 | Class A Common Stock | M | 28653 | — | Acquired | 97351 | Direct |
| 2014-05-08 | Class A Common Stock | S | 79518 | $210.00 | Disposed | 17833 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-08 | Employee Stock Option (Right to Buy) | $79.59 | M | 50865 | Disposed | 2019-11-05 | Common Stock (50865) | Direct |
| 2014-05-08 | Employee Stock Option (Right to Buy) | $79.80 | M | 28653 | Disposed | 2020-11-05 | Common Stock (28653) | Direct |
Footnotes
F1: Since the date of the reporting person's last ownership report, 4,792 shares which were previously held directly were transferred to the Pollitt Family Trust, of which Mr. Pollitt and his wife are the sole trustees and beneficiaries.
F2: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2014.
F3: This option was granted on November 5, 2009 and vested in three installments over a three-year period after the date of grant.
F4: This option was granted on November 5, 2010 and vested in three installments over a three-year period after the date of grant.