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VISA INC. — Director's Dealing 2013
Nov 21, 2013
29744_dirs_2013-11-21_5be46780-29b3-4c2e-b5d9-400ff52db7d4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VISA INC. (V)
CIK: 0001403161
Period of Report: 2013-11-19
Reporting Person: Buse Elizabeth (GLB EXEC SOLUTIONS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-19 | Class A Common Stock | M | 943 | — | Acquired | 10223 | Direct |
| 2013-11-19 | Class A Common Stock | M | 13731 | — | Acquired | 23954 | Direct |
| 2013-11-19 | Class A Common Stock | A | 2003 | — | Acquired | 25957 | Direct |
| 2013-11-20 | Class A Common Stock | S | 7648 | $199.37 | Disposed | 18309 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-19 | Restricted Stock Units | $ | M | 943 | Disposed | 2022-11-19 | Common Stock (943) | Direct |
| 2013-11-19 | Restricted Stock Units | $ | M | 13731 | Disposed | 2022-11-19 | Common Stock (13731) | Direct |
| 2013-11-19 | Employee Stock Option (Right to Buy) | $197.39 | A | 9106 | Acquired | 2023-11-19 | Common Stock (9106) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 4500 | Indirect |
Footnotes
F1: The price reported in column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $199.37 - $199.38, inclusive. The reporting person undertakes to provide to Visa Inc., any security holder of Visa Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this Form 4.
F2: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.
F3: This restricted stock unit was granted on November 19, 2012.
F4: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.