AI assistant
VISA INC. — Director's Dealing 2013
Nov 6, 2013
29744_dirs_2013-11-06_233a9e92-9f54-480b-8800-29b9d19ee190.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VISA INC. (V)
CIK: 0001403161
Period of Report: 2013-11-04
Reporting Person: POLLITT BYRON H JR (CHIEF FINANCIAL OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-04 | Class A Common Stock | M | 63748 | — | Acquired | 97760 | Direct |
| 2013-11-04 | Class A Common Stock | S | 63748 | $197.47 | Disposed | 34012 | Direct |
| 2013-11-05 | Class A Common Stock | M | 2249 | — | Acquired | 36261 | Direct |
| 2013-11-05 | Class A Common Stock | F | 2648 | $197.37 | Disposed | 33613 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-04 | Employee Stock Option (Right to Buy) | $56.47 | M | 63748 | Disposed | 2018-11-05 | Common Stock (63748) | Direct |
| 2013-11-05 | Restricted Stock Units | $92.64 | M | 2249 | Disposed | 2021-11-05 | Common Stock (2249) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 62857 | Indirect |
Footnotes
F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2013.
F2: This option was granted on November 5, 2008 and vested in three installments over a three-year period after the date of grant.
F3: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.
F4: This restricted stock unit was granted on November 5, 2011.