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VISA INC. — Director's Dealing 2012
Dec 4, 2012
29744_dirs_2012-12-04_2a4e8017-d4e0-407e-8840-1fe6d20529c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VISA INC. (V)
CIK: 0001403161
Period of Report: 2012-11-30
Reporting Person: Floum Joshua R. (GENERAL COUNSEL)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-30 | Class A Common Stock | M | 4531 | — | Acquired | 58257 | Direct |
| 2012-11-30 | Class A Common Stock | M | 8504 | — | Acquired | 66761 | Direct |
| 2012-11-30 | Class A Common Stock | F | 6087 | $149.71 | Disposed | 60674 | Direct |
| 2012-12-03 | Class A Common Stock | M | 33899 | — | Acquired | 94573 | Direct |
| 2012-12-03 | Class A Common Stock | S | 33899 | $150.00 | Disposed | 60674 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-30 | Performance Share Award | $0 | M | 4531 | Disposed | Common Stock (4531) | Direct | |
| 2012-11-30 | Performance Share Award | $0 | M | 8504 | Disposed | Common Stock (8504) | Direct | |
| 2012-12-03 | Employee Stock Option (Right to Buy) | $44.00 | M | 33899 | Disposed | 2018-03-18 | Common Stock (33899) | Direct |
Footnotes
F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2012.
F2: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value.
F3: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The earned performance share award vested in two equal installments on November 30, 2011 and 2012, respectively.
F4: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The earned performance share award vests in two equal installments on November 30, 2012 and 2013, respectively.
F5: This option was granted on March 18, 2008 and vested in three installments over a three-year period after the date of grant.