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VISA INC. — Director's Dealing 2012
Sep 11, 2012
29744_dirs_2012-09-11_c4f9f8b7-98f5-4e11-af4f-a3311411374b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VISA INC. (V)
CIK: 0001403161
Period of Report: 2012-09-10
Reporting Person: RICHEY ELLEN (CHIEF ENTERPRISE RISK OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-10 | Class A Common Stock | M | 93711 | — | Acquired | 98207 | Direct |
| 2012-09-10 | Class A Common Stock | S | 93711 | $128.98 | Disposed | 4496 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-10 | Employee Stock Option (Right to Buy) | $44.00 | M | 93711 | Disposed | 2018-03-18 | Common Stock (93711) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 9077 | Indirect |
Footnotes
F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2012.
F2: The price reported in column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $128.68 - 129.78, inclusive. The reporting person undertakes to provide to Visa Inc., any security holder of Visa Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this Form 4.
F3: This option was granted on March 18, 2008 and vested in three installments over a three-year period after the date of grant.