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Virtus Artificial Intelligence & Technology Opportunities Fund Director's Dealing 2020

Feb 28, 2020

32376_dirs_2020-02-28_1fd12b7d-848b-47f9-bb68-d5663ab40485.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AllianzGI Artificial Intelligence & Technology Opportunities Fund (AIO)
CIK: 0001778114
Period of Report: 2019-12-20

Reporting Person: Chen James C. K. (Portfolio Manager)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-20 Common Stock P 1300 $19.9434 Acquired 1300 Direct
2019-12-20 Common Stock P 200 $19.91 Acquired 1500 Direct
2019-12-20 Common Stock P 91 $19.93 Acquired 1591 Direct
2019-12-20 Common Stock P 200 $19.978 Acquired 1791 Direct
2019-12-20 Common Stock P 709 $19.9793 Acquired 2500 Direct
2019-12-31 Common Stock P 500 $20.1191 Acquired 3000 Direct
2019-12-31 Common Stock P 150 $20.09 Acquired 150 Indirect

Footnotes

F1: Indirect ownership of shares of Common Stock, held in custody for the benefit of the reporting person's child.